- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team of SMBC Americas Division. This role contributes to ... multiple entities and business lines. This role will report into the Director of Compliance Governance . **Role Objectives** + Support development of the Annual … more
- Fluent (New York, NY)
- …play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will lead our '33 Act and '34 Act reporting ... As our Corporate Counsel, SEC Reporting and Corporate Governance , you will report directly to...and charter documents + Provide legal support for general corporate matters, including public relations, investor relations, compliance… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... your approach as we build and implement a forward-thinking compliance program for the future. Beyond technical...outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC is looking to hire a Financial Crime Compliance ("FCC") Program Governance Associate reporting to a VP of ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...FCC Program Governance . The FCC Program Governance … more
- American Express (New York, NY)
- …and American Express National Bank Headquarters (AENB HQ). The objective of the Corporate Functions Control Management Governance team is to establish the ... installment loans to consumers; + Maintaining a Personal Savings program consisting of high-yield savings accounts and certificate of...Operational Risk and Controls strategy for Corporate Functions, set up a foundational governance … more
- MUFG (New York, NY)
- …the following: **Portfolio Governance & Compliance ** + Manage governance frameworks, ensuring compliance with corporate policies and decision-making ... HR leadership, project sponsors, and Finance, this role ensures decision accountability, governance compliance , and process optimization across the global HR… more
- Citigroup (New York, NY)
- The Legal Support Lead Officer for North America Legal Entity Governance is a senior level, non-attorney role, responsible for providing legal support to the Citi ... team, including through drafting and maintaining documents related to the governance of certain US. legal entities. **Responsibilities:** + Support the… more
- American Express (New York, NY)
- …within Corporate Controllership, this role is responsible for overall data governance and management related compliance with various policies for Finance. ... make an impact in this role? **Senior Manager- Data Governance & Management** As part of the Financial Reporting...of defenses, Technology, and Regulatory Reporting teams to ensure compliance with data risk policies. + Support or lead… more
- TD Bank (New York, NY)
- …products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program ... Description:** **Position:** Financial Crime Risk Oversight Specialist, Reporting & Governance **Reports to:** Director, Financial Crime Risk Oversight, TD… more
- Bausch + Lomb (Bridgewater, NJ)
- …from the business, technology, and data teams. **Key Responsibilities** + Support the corporate strategic vision for Master Data Governance with a focus on ... training programs for employees to improve data literacy and ensure compliance with data governance policies. + Collaborate with cross-functional business,… more
- SMBC (New York, NY)
- … Compliance team serves as a regulatory advisory function within the overall Compliance program and is responsible for overseeing the management of ... Compliance , Legal and other control function colleagues to enhance the overall Compliance program . + Responsible for the coordination and drafting of… more
- ADP (Roseland, NJ)
- …hybrid cloud environment, including AWS, Azure, O365, and GCP. Experience with Data Governance or Data Compliance Standards is valuable. + **Fabulous Soft ... a Cyber Security Engineer. Whether in Roseland, NJ (our corporate HQ), or Alpharetta, GA; we look forward to...drive the vision & effectiveness of the data security program . **Preferred Experience:** **As a** **Cyber Security Engineer -… more
- City National Bank (New York, NY)
- …within the GRC program . In addition, the position will help support governance /approval related activities across the GRC program . The position will closely ... *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER* WHAT IS THE OPPORTUNITY? Position reports...for reviewing regulatory communications concerning remediation within the GRC program and ensuring the Bank and RBC US/Combined US… more
- American Express (New York, NY)
- …you make an impact in this role?** As part of the Finance Data Governance Organization (FDG) within Corporate Controllership, the Vice President will shape and ... insights and proven frameworks from large financial institutions to strengthen data governance , stewardship, and regulatory compliance . + Ensure adherence to… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** This role within the Financial Crime Compliance ("FCC") Program Governance team will be responsible for ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Broadridge Financial Solutions (New York, NY)
- …all aspects of Broadridges market data program . You will direct the governance , compliance , and optimization of market data assets, lead relationships with ... better financial lives by providing the critical infrastructure that powers investing, corporate governance and communications . A certified Great Place to… more
- S&P Global (New York, NY)
- …Owners to ensure effective governance . + Oversee the implementation of the Governance , Risk, and Compliance (GRC) tool, focusing on the technology aspects. + ... **About the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate ** **The Team:** Digital Solutions (DS) is an enterprise-shared technology service… more
- TD Bank (New York, NY)
- …will support the Senior Manager in evolving the Business Line Risk Appetite program . Analyze data, information and existing governance routines to propose ... 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks & reporting for business… more
- S&P Global (New York, NY)
- …ensure key risks and controls are covered + Support the implementation of the Governance , Risk, and Compliance (GRC) tool, focusing on the technology aspects. + ... and Impact:** This role reports to the Director of Technology, Risk, and Governance , in the Global Digital Technology Organization. The Head of Technology Risk and… more