- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...trade reporting, best execution, distribution of issues, and SEC Market Access rule + Strong written and oral executive-level… more
- Mizuho Corporate Bank (New York, NY)
- …all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a ... promotes an effective control environment. The First Line Control Officer reports directly to BRC, with an additional reporting... risk profiles, policy updates and other key risk program information to Division senior management.… more
- Zurich NA (New York, NY)
- VP, Senior Underwriting Officer 120961 Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to work ... the best talent in the business + Use your risk management, accounting, and/or finance experience to support the...will be filled at either the Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer… more
- Zurich NA (New York, NY)
- AVP, Surety Underwriting Officer OR VP Senior Underwriting Officer 125007 Zurich North America is currently looking for a Contract Surety Underwriter **to ... account contract space.** This is a highly technical and market facing position and requires experience with Surety lines...role will be filled at either the AVP, Underwriting Officer or VP Senior Underwriting officer… more
- City National Bank (Jersey City, NJ)
- * SENIOR CREDIT RISK REVIEW OFFICER * WHAT IS THE OPPORTUNITY? The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... independent of all credit granting, adjudication, operations, and risk management practices performed by the 1st and 2nd...experience as a commercial lender, regulator or credit review officer * Minimum of 5 years of MS Office… more
- Bloomberg (New York, NY)
- Global Risk and Compliance Policy Officer Location New...team. **What's the Role?** You will serve as a senior member of the Risk and Compliance Policy ... York Business Area Legal, Compliance, and Risk Ref # 10041461 **Description & Requirements** The energy...* Present policy proposals, updates, and program enhancements to senior leadership and governance forums. * Support ongoing program… more
- JPMorgan Chase (New York, NY)
- …a Managing Director, Chief Credit Officer in the Asset and Wealth Management Credit Risk team, you will play a pivotal role in managing risk and supporting ... issues to Senior Management. + Collaborate in periodic portfolio reviews with Senior Management. + Oversee ad hoc risk -related projects and workflows. +… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance...multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk… more
- Raymond James Financial, Inc. (New York, NY)
- …and tolerance to include daily risk monitoring across all relevant risk stripes including market , credit, liquidity and operational risks. . Identifies ... risk management strategies to the Board of Directors, senior management and various risk committees. ....and Asset Management products and an understanding of the market standard risk management practices. **Skill in:**… more
- SMBC (New York, NY)
- …familiarity in financial services risk management. Expertise in model risk , credit risk , market risk , liquidity risk and or operational risk ... the current compensation paid in their geography and the market for similar roles at the time of hire....to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Climate Finance Officer reports to the Chief ESG Officer , works ... with climate finance work. Advises on strategies and recommendations for the Chief Investment Officer (CIO) on how BAM and the Systems can continue to address the… more
- PNC (East Brunswick, NJ)
- …have an opportunity to contribute to the company's success. As a Senior Business Development Officer within PNC's Institutional Asset Management organization, ... to train, coach and/or mentor other team members in market if applicable. PNC Employees take pride in our...that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... COO teams as well as other support functions (eg, Compliance, Testing, Audit, Risk , Operations, Technology, Legal, and Human Resources). Their goal will be to help… more
- M&T Bank (New York, NY)
- …trust administration management for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion and judgment, and adhere to policies and ... comprehensive knowledge, and coordinate efforts, of appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance, to ensure timely… more
- Citigroup (New York, NY)
- …market conditions, as well as the appropriate credit structure based on various risk considerations. The CLM Credit Officer is responsible for approving and ... function organized around our strategic industries and global target market approach. CLM plays a critical role of the...will based in New York, NY. The CLM Credit Officer facilitates the end-to-end lending process for a covered… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …Board ERM Committee and Management ERM Group committee. Participates in the Bank's senior management and officer meetings. Participates in the Bank's annual ... employee referral bonus; and educational reimbursement. Position Summary The Chief Credit Officer (CCO) will play a vital leadership role in shaping and maintaining… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more