- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of risk and make recommendations on operational improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk.… more
- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA...Qualifications + Minimum 5+ Years of specialized experience in Financial Crimes Compliance or related function at… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The US Financial Crime Risk ... Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of research,… more
- Citigroup (New York, NY)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....Quality Assurance and the Group Audit Committee. The QA function...preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.** + **7+ years… more
- TD Bank (New York, NY)
- … Crime Risk Management **Job Description:** **Department Introduction:** The Lead Financial Crimes Investigator (AML Public-Private Partnerships ) is responsible ... financial crime investigations, including money laundering, terrorist financing, and other financial crimes . This role requires extensive knowledge of AML… more
- Guardian Life (Holmdel, NJ)
- …procedures to identify and prevent misconduct. + Assist in the completion of periodic anti- financial crimes risk assessments and related action plans. + Uses and ... performs quality assurance testing on industry databases, systems,...accurately monitor transactions in real time. + Assists in anti- financial crimes trainings. **You have** + Minimum… more
- Bank of America (Pennington, NJ)
- …analysis, research, and investigations in diversified compliance operations aligned to the bank's Financial Crimes Enterprise Policy and the Financial ... are guided by a common purpose to help make financial lives better through the power of every connection....process improvements to address and resolve issues + Provides quality assurance review and testing on operating… more
- Bank of America (Pennington, NJ)
- …enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within ... client information; Onboarding for global market clients. The GCAOO Quality Control/ Quality Assurance (QC/QA) team...directed by the Bank Secrecy Act (BSA) and/or the Financial Crimes Global Standard with coverage extending… more
- TD Bank (New York, NY)
- …**Job Description:** **Department Overview:** The Senior Business Analyst role sits within Financial Crimes Risk Management (FCRM) and works on various systems ... data and technology-related projects + Some working knowledge of banking and or financial crimes domains **Customer Accountabilities:** + Leads a diverse range… more
- TD Bank (New York, NY)
- …Compliance programs related to all aspects of AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 7+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 5+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more