- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- Tradeweb (New York, NY)
- …Details** Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction ... periodic review schedule. + Prepare presentations and materials for senior stakeholders, risk committees, and internal governance...experience in operational risk , business controls, or first line risk management, ideally… more
- Scotiabank (New York, NY)
- Senior Analyst, First Line Operational Risk and Resilience **Requisition ID:** 217067 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Director of Technology, Risk , and Governance, in the Global Digital Technology Organization....Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- TD Bank (New York, NY)
- …assessing control effectiveness. This position requires close collaboration with Enterprise Insider Risk Management, first - line risk owners, ... can provide you more specific details for this role. ** Line of Business:** Risk Management **Job Description:** The ** Senior Manager US Insider Risk … more
- Tradeweb (New York, NY)
- …and support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...and analytically strong Vice President to join the Enterprise Risk Management (ERM) team in New York. This role… more
- Capital One (New York, NY)
- … Risk Management, Third Party Risk Management, Business Continuity) and the First Line Risk Offices. The role will also provide Subject Matter ... Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid)...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- Citigroup (New York, NY)
- …needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First - Line risk team which is part of the Global Markets COO function. ... ETRC works with Global Markets E-Trading businesses, CAOs and second- line functions to implement the E-Trading Risk ...Senior Management within Global Markets, Technology and Second Line functions, as well as representing ETRC in key… more
- Bloomberg (New York, NY)
- …organization. The Senior Risk Manager will be responsible for establishing a first line of defense risk management program by establishing a risk ... change across the department. We are looking for a Senior Risk Manager to join our team...Prior risk management experience in either a first or second line of defense capacity… more
- Scotiabank (New York, NY)
- …objectives, while maintaining oversight and objective challenge. + Executes effective challenges of IT Risk components of the first line in the Risk ... + Assists with monthly and quarterly IT and Cyber Risk reporting for US committees and senior ...policies and procedures. + Executes and challenges work of first line of defense for risk… more
- MUFG (New York, NY)
- …with a structured credit business or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk ) role. This can be from either the ... our recruitment team will provide more details. **Job Summary:** Senior Credit Officer in second line of...is a strong plus. + Experience in a Second line Risk function at a financial institution… more
- Bloomberg (New York, NY)
- …review, and stakeholder interviews + Operate as an educator and partner by facilitating First Line of Defense (FLOD) risk execution and partnering on ... businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...+ Prior experience in either a 1st or 2nd line of defense capacity + Self-starter, with the ability… more
- American Express (New York, NY)
- …multiple legacy system and ensuring sufficient data attribute mapping. + Collaborate with first line of defense (1LoD), risk stripes, and cross-functional ... and define your own path. Find your place in risk and analytics on #TeamAmex. The Operational Risk...and lead demonstrations of system capabilities and enhancements to senior management and regulators as required. + Drive data… more
- Santander US (New York, NY)
- …risk assessments; Developing relationships with key stakeholders within the Bank (eg, Legal, Risk , First Line Control teams) and build credibility for the ... Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and… more
- TD Bank (New York, NY)
- …knowledge to execute a localized challenge strategy while developing strong relationships with risk partners and first line governance teams** **Create ... details for this role. ** Line of Business:** Risk Management **Job Description:** **The** ** Senior ...maintenance of a policy governance framework** **Leads and supports Sr . Mgr. in several Enterprise Risk Mgt… more
- American Express (New York, NY)
- … concepts into actionable insights and credible challenge for the business units and their first line risk management SMEs. The successful candidate will be ... team while working in a matrixed organization with direct interaction with senior risk leadership **Qualifications** Salary Range: $130,000.00 to $205,000.00… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of ... CCAR Capital Plan and Recovery and Resolution Plans), capital risk appetite limits, Line of Business capital...points of view, including appropriate escalation and communication to Senior Management + Conduct and document risk 's… more
- Bank of America (New York, NY)
- …financial risks in coordination with the EFR managers, including participating in 2nd line risk assessments and working groups with Treasury (to understand ... Enterprise Financial Risk Analytics Sr . Specialist Charlotte, North...alternative or improved models/assumptions. Analysis to support the 2nd line financial risk metrics and analysis of… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control, and Front Office Technology to ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- Citigroup (New York, NY)
- …allocation, optimization, and costing processes. Business Treasury also has first line responsibility for Interest Rate Risk (IRR) management of the consumer ... interest rate, and currency translation risks; and supports businesses with risk identification/management, product innovation and funding strategy. USPB & Wealth… more