- USAA (Plano, TX)
- …and PowerPoint. **What sets you apart:** + Experience conducting compliance and operational risk testing , quality control, quality assurance or audit + ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experienced knowledge… more
- USAA (Plano, TX)
- …USAA?** As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the ... laws/regulations. Conduct appropriate, independent testing to ensure operational risks and compliance requirements are adhered...recommendations to remediate issues. Manage all aspects of a compliance and operational risk test… more
- Charles Schwab (Westlake, TX)
- …area of study. + 5+ years of testing experience in audit, SOX, compliance , and/or enterprise/ operational risk management. + 1+ years of experience using ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Corporate Risk… more
- JPMorgan Chase (Plano, TX)
- …results to technical/non-technical audiences through senior levels within the firm. The Compliance , Conduct, Operational Risk Technology & Cybersecurity ... and Corporate Functions (CFs), responsible for the independent oversight of first line operational risk management practices and compliance with technology… more
- US Bank (Dallas, TX)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... testing approaches (SR 15-19), escalated adverse events, and risk identification The RM&C division within US Bank is...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- TIAA (Frisco, TX)
- …Level** 8IC **REQUIRED EXPERIENCE:** + 5+ years of experience in data management risk and/or compliance required **PREFERRED EXPERIENCE:** + 7+ years of ... team to verify that enhancement requests and User Acceptance Testing are fulfilled receive sign-offs. + Designs and develops...experience in data management risk and/or compliance + Demonstrated ability to… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... with the risk management framework + Ensure effective and appropriate testing , validation, and documentation of review activities for risk programs, risks… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... For this role, we are looking for a candidate with good understanding of risk management, operational risk and control evaluation methodologies with an… more
- Wells Fargo (Irving, TX)
- …& Goals. + Advanced Degree preferred (Masters, MBA, or JD). + Experience in Audit, Compliance , Risk and Testing . **Posting Locations:** + 401 S. Tryon Street ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Dallas, TX)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- Capital One (Plano, TX)
- …and partner closely with senior business and risk office leaders, technology, compliance , legal, and operational risk . **In your role, you will:** ... risk policies and programs; + Drive collaboration between the risk , compliance , technology, Enterprise Supplier Management, and other business support… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Capital One (Plano, TX)
- …and partner closely with senior business and risk office leaders, technology, compliance , legal, and operational risk . **In your role, you will:** ... enables business partners to tackle major company challenges in operational resiliency. In this role, you will lean into...partners in managing their Business Continuity Plans, and executing risk -based testing in order to validate control… more
- USAA (Plano, TX)
- …within risk appetite. The credit risk analyst will own mitigation of operational and compliance risk inherent in credit strategy and will track and ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures **What you have:** +… more
- Bank of America (Dallas, TX)
- …industry data, covenant compliance , and collateral appraisals to ensure compliance with the bank's risk appetite. Job expectations include completing ... the risk is within the bank's defined risk appetite, using knowledge of stress testing ...risk governance, as well as monitoring for potential operational , reputational and market risk issues +… more
- JPMorgan Chase (Plano, TX)
- …with internal and external technology audits (3rd Line of Defense), CCOR Operational Risk Management deep dives and testing (2nd Line of Defense), and the ... banking and financial services + 10+ years in Technology with strong experience in Operational Risk including Tech/Cyber Risk + Strong experience in various… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more
- Citigroup (Irving, TX)
- …Internal Management, Regulators, Auditors, etc. that detail risks inherent in Credit, Market, Operational or other Risk Portfolios. Reporting can cover a variety ... of areas including but not limited to: portfolio concentrations, limit exceptions, stress testing , loss reserves or high- risk exposures. Roles + Assists in… more