- Vanguard (Malvern, PA)
- …agreements and supporting documentation. + Advise internal clients and business units on global legal issues impacting securities finance as well as educate and ... detail and a passion for navigating the complexities of global finance? Vanguard is seeking a strategic and collaborative...seeking a strategic and collaborative attorney to join our Securities Finance Legal team. In this role, you'll be… more
- TD Bank (Mount Laurel, NJ)
- …Act of 1940, FINRA, SEC rules, and other applicable state and federal securities laws.** + **Help mitigate risk and ensure the firm meets regulatory obligations.** ... expertise and Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including on-site exam coordination,… more