• Supervision Advisor

    Guardian Life (Providence, RI)
    …to work with new account reviews both on and off platform , risk/return metrics, asset allocation and alternative investments within discretionary accounts. ... This position reports to the Manager of the Supervision and Business Risk team. **You...within PAS approved systems). + Consistently enforces Investment Advisory platform compliance policies and guidelines and escalates concerns when… more
    Guardian Life (05/24/24)
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