- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...+ Serves as a tester for all facets of compliance monitoring and testing engagements.… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- City National Bank (New York, NY)
- …trigger explanations and associated action plans Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management activities ... Systems, the Fraud Manager II will contribute to the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Tutor Perini (New York, NY)
- … monitoring construction activities** + Experience in collecting, analyzing, and testing field samples + Experienced monitoring concrete pours + Experience ... facilities. In short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an at… more
- Tutor Perini (New York, NY)
- …facilities. In short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an ... and workplace violence claims and forwards to Human Resources. + Ensures compliance with all environmental, health and safety regulations, and keeps abreast of… more
- Neuberger Berman (New York, NY)
- …Extremely goal-oriented and a true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk ... of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with supporting other Liquidity… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...innovation mindset with awareness of industry best practices for Compliance Monitoring & Testing programs.… more
- Merck & Co. (Rahway, NJ)
- …cycle of clinical development, including study design, initiation, execution,- monitoring , analysis, regulatory reporting, publication, and presentation at national ... clinical development projects; and assist the Vice President in ensuring that appropriate Corporate personnel is informed of the progress of studies of our company… more
- FreshRealm (Linden, NJ)
- …**Objectives of this Role** + Utilizes existing FSQA systems, resources and corporate procedures to ensure product and process quality and Food Safety + ... daily audits of the Fresh Realm facility and grounds to monitor GMP compliance + Accountable for making decisions about product disposition. Implements the QA hold… more
- PSEG Long Island (Bethpage, NY)
- …not limited to URB meetings, reviewing URB document submittals, URB activity monitoring and tracking, URB administrative tasks, etc. + Management and administration ... request funding matters. + Assist in preparing, planning and monitoring the capital budgets along with forecasts for the...financial targets are met. + Ensure capital and URB compliance with LIPA, NYS Department of Public Services ("DPS")… more
- PSEG Long Island (Bethpage, NY)
- …recommendations. Advocate for exploring and leveraging standard solutions first. Ensure compliance with government and corporate security guidelines. Develop, ... SAP environments in addition to providing solution recommendations. + Ensure compliance with government and corporate security guidelines including Segregation… more
- RWE Clean Energy (Valhalla, NY)
- …performance expectations in-line with contract obligations + Monitor and manage jobsites compliance with the corporate safety plan, design drawings and contract ... and safety objectives are achieved. Specific key area of focus include monitoring job safety, conducting job safety meetings, supervising subcontractor and vendors,… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …+ Monitoring and maintaining awareness of pending securities and corporate governance regulations and developments that are relevant to public companies ... Summary** This position supports the day-to-day operations and functions of the Corporate Secretary's office, working closely with the company's Board of Directors,… more
- Mizuho Corporate Bank (New York, NY)
- …methodology & algorithms for new models and analytics. + Perform ongoing model monitoring testing , and sensitivity analysis to ensure robustness across economic ... Management, during model development, validation, and implementation to ensure rigorous testing , well-documented methodologies, and compliance with internal and… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as an IT Business Analyst, Compliance Systems! In this role you will bridge business needs and IT solutions within the compliance field. This role… more
- Mizuho Corporate Bank (New York, NY)
- …is responsible for managing regulatory examinations, reviews, continuous monitoring , inquiries, firmwide regulatory projects and other regulatory-related matters. ... Additionally, the department oversees regulatory change management, which involves monitoring and analyzing new and emerging regulations, assessing their impact on… more
