- HSBC (New York, NY)
- Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, ... Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management... Director of Wealth, Private Banking and Insurance Regulatory Compliance are to: + Primarily to… more
- Jobleads-US (New York, NY)
- …the community. Compliance and Oversight: Ensure that programming occurs per regulatory standards, primarily in the community. Review and approve OPWDD daily and ... Overview Make a bigger difference PURPOSE The Director of Community Services has overall, primary responsibility for the day-to-day provision of services and program… more
- Jobleads-US (New York, NY)
- …labor relations functions, policy development, union negotiations, contract administration, regulatory and compliance investigations, grievances, mediation and ... Senior Director - Labor and Employee Relations 463 7th...to address employee performance and behavior. Oversee all HR compliance and regulatory audits. Ensure timely update… more
- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (New York, NY)
- …a business from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate ... base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers. **Role Objectives** + Provide legal, regulatory… more
- Rockefeller University (New York, NY)
- …services in support of the University's mission in Biomedical Research. Overview The Director of Payroll will lead and manage all aspects of the payroll function ... processing of payroll for domestic and international employees, while maintaining full compliance with US federal, state, and local tax regulations, as well as… more
- SMBC (New York, NY)
- …+ Reviewing advertisements, disclosures and other matters and transactions having regulatory compliance implications. + Assisting and responding to internal ... a competitive portfolio of benefits to its employees. **Role Description** The Director , Counsel role for Sumitomo Mitsui Banking Corporation will work within the… more
- SMBC (New York, NY)
- …of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the banking and finance/technology ... technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director will be responsible for (i) conducting cybersecurity and other related… more
- SMBC (New York, NY)
- …to facilitate the consistent cross functional delivery of New Business proposals in compliance with regulatory and group guidance. + Engage business leads and ... managers to agree path to delivery, with clear roles and responsibilities. + Close partnership with all supporting functions to ensure appropriate delivery and rollout of new business proposals. + Form strong partnerships with business and supporting… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Special Credits Group is seeking an Executive Director to lead the Corporate Product Team. This is a key leadership role ... credit, operational, or event-driven risks as appropriate. . Ensuring compliance with internal policies, external regulations, and industry best practices.… more
- Banc of California (New York, NY)
- …lending staff to provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, ... Finance (CAF) loan portfolio under the general supervision of the Managing Director , CAF. Responsible for loan underwriting and credit approval with direct… more
- Organon & Co. (Jersey City, NJ)
- …development programs with early clinical development, late-clinical development, regulatory affairs, safety and pharmacovigilance, Chemistry, Manufacturing and ... be responsible for reviewing and authoring non-clinical and clinical modules for regulatory submissions, briefing books and other regulatory documents, as… more
- SMBC (Jersey City, NJ)
- …The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division, ... will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit supervisors,… more
- SMBC (Jersey City, NJ)
- …Activities and Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside business activities, private ... closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office,...and mentor team members. + Manage internal audits and regulatory examinations. + Lead refresh process for Policy and… more
- SMBC (Jersey City, NJ)
- …and adaptability are important - Maintain an operational risk management and regulatory compliance mindset to understand underlying risks and weaknesses to ... of benefits to its employees. **Role Overview:** Reporting to the Director Operational Risk, the Director will provide the 2nd Line of Defense (LoD) Risk… more
- SMBC (Jersey City, NJ)
- …programs focused on implementation of processes, methodologies, and systems that meet regulatory requirements and industry best practices. The Director will be ... Working with core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing and managing… more
- SMBC (Jersey City, NJ)
- …design and operating effectiveness of internal controls related to CCAR. + Ensuring compliance with regulatory expectations and internal policies related to CCAR ... Capital Analysis and Review (CCAR), are robust, effective, and compliant with regulatory requirements. This role is crucial for maintaining the integrity and… more
- SMBC (Jersey City, NJ)
- … Department Training Team. In this role, you will report to the Executive Director , Head of Compliance Training, and will be responsible for overseeing training ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance...in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The… more
- National Health Care Associates (Bellmore, NY)
- …care to our residents + Participate in quality assurance monitoring and ensure compliance with regulatory standards + Drive a culture of continuous improvement ... our team! **-** **What You'll Do:** As the Assistant Director of Nursing, you will work closely with the...for the daily clinical operations of the center, including compliance , coordination of care, and ensuring patient and family… more
- Jobleads-US (Paramus, NJ)
- …design and execution; global exposure strongly preferred. Deep knowledge of regulatory frameworks, compliance , HR, and Payroll systems. Strong analytical, ... Director Compensation, Benefits & Payroll page is loaded...execution of US payroll operations, with high attention to compliance and employee experience. Partner with payroll vendors and… more
