- SMBC (New York, NY)
- …updates, find efficiencies, respond to ad-hoc requests and support the implementation of compliance program enhancements with respect to each of the below-listed ... Compliance Program areas: + Policies and Procedures...Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and… more
- Tradeweb (New York, NY)
- …of GDPR and global privacy laws, plus practical experience operationalizing compliance programs. + Familiarity with AI governance frameworks, algorithmic ... that drive efficiency, connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to-senior level… more
- HSBC (New York, NY)
- …external vendor delivery quality and manage any issues through appropriate vendor governance channels + Ensure compliance with regulatory and bank policies, ... closely with senior stakeholders, business leaders, colleagues from People, Governance and Communications, including Enterprise Talent and Enterprise Learning, and… more
- SMBC (New York, NY)
- …experienced Program Managers to lead enterprise-wide data transformation and governance initiatives. The ideal candidates will bring strong program delivery ... Partner with Compliance , Risk, Audit, and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead… more
- SMBC (New York, NY)
- …control office, helping to oversee effective governance , risk management, and compliance across the organization. + Program Management: Assist with managing ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Control Office is seeking a highly organized and experienced program manager to join our team. The Program… more
- TYLin (New York, NY)
- …the alternative delivery space. + Collaborate with global legal, risk, and compliance teams to ensure consistency in contracting practices and enterprise-wide risk ... governance . **Opportunities for Growth** For the right candidate, this...offers: + Broader leadership in the legal function, supporting corporate initiatives related to project delivery, joint ventures, and… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... for planning, development, implementation, and maintenance of an internal audit program covering cybersecurity and technology related areas across the Americas… more
- Principal Financial Group (New York, NY)
- …the Principal AM Technology leadership team. Collaborate with a range of governance and advisory groups, including the 40-Act Mutual Fund Board, committees, ... goals. + You are willing and able to travel regularly, primarily to corporate headquarters in Des Moines, Iowa, with occasional international travel to build… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role contributes to ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...an Annual Compliance Plan, reviewing and maintaining Compliance charters and Compliance governance … more
- SMBC (Jersey City, NJ)
- …and establish, support, maintain and continuously improve stronger regulatory reporting data governance . This role will also ensure compliance with service level ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...**Qualifications and Skills** + 4 plus years in data governance , data quality and compliance of financial… more
- Merck & Co. (Rahway, NJ)
- …corporate objectives and digital transformation priorities.Own delivery and governance for SAP Finance implementations, upgrades and integrations (including ... a large, distributed team. This role will own the roadmap and governance for Finance, Digital Payments, and SAP reporting/analytics platforms (BW/HANA), and will… more
- SMBC (Jersey City, NJ)
- …in drafting formal documentation. + Strong understanding of sanctions regulations and compliance program components. + Deep knowledge of sanctions-related risks ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...this role. The VP partners with colleagues across the Governance team, Sanctions Compliance , and the broader… more
- SMBC (Jersey City, NJ)
- …team which is responsible for developing, maintaining, supporting the Anti-Fraud program and ensuring compliance with internal policies and procedures. ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... supporting the 2nd Line operational resilience and business continuity risk management program across various businesses, group companies and functions of the bank… more
- Mizuho Corporate Bank (New York, NY)
- …policies and standards. + Ensure prioritized business services fully adopt the program 's methodology, governance structures, and outcome measurement practices. + ... and Resilience Operations. The transformation aspect encompasses resilience strategy, program execution, and the development of new capabilities across the… more
- Mizuho Corporate Bank (New York, NY)
- …are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance , Risk, and Compliance (GRC) team. This role is pivotal in ... processes and tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance...Other requirements Mizuho has in place a hybrid working program , with varying opportunities for remote work depending on… more
- PSEG (Newark, NJ)
- …IT and OT landscapes. Ensure that Cybersecurity Governance , Risk, and Compliance service delivery aligns with the corporate IT strategy, including ... and to benchmark our program . Partner with professional Cybersecurity Governance , Risk, and Compliance associations, service providers, and to identify… more
- Justworks (New York, NY)
- …development, zero-trust environment, and emerging threat landscapes. + Enhance the Security Compliance Program to ensure regulatory compliance , especially ... Director, Governance Risk & Compliance New York,...business growth and scope changes, and to mature the program in the future to measure internal compliance… more
- Ivalua (New York, NY)
- …frameworks and standards. WHAT YOU WILL DO WITH US + Lead and own the Governance , Risk, and Compliance (GRC) program globally, managing and developing a ... all suppliers to increase profitability, improve ESG (environmental, social, and corporate governance ) performance, lower risk, and improve productivity. Driven… more
