- TD Bank (New York, NY)
- …Financial Crime Risk Management **Job Description:** **Job Description :** The Manager, AML Financial Crime Risk Oversight oversees the team and leads ... operating standards and processes related to AML /ATF/ Sanctions/ABAC + Provides oversight on risk assessment processes as required + Protects the interests… more
- Citigroup (Jersey City, NJ)
- …trends on these AML related risk mitigation activities for the AML BSA Officer and designated governance committees. The job requires the ability to ... is persuasive. The role also is responsible for the oversight and updating of the Global Account Closure Standard....+ Participate and/or leading other efforts to build exemplary AML risk management programs or lead the… more
- Bank of America (New York, NY)
- …This analyst will build deep knowledge of data domains, supporting systems, data governance , and financial services risk management concepts. This analyst will ... Client Quantitative Analyst I - AML Data Lineage Charlotte, North Carolina;Plano, Texas; Richmond,...Execution Expertise + Ability to drive execution through disciplined oversight + Ability to interpret and evaluate client's data… more
- Wells Fargo (New York, NY)
- …assurance through change or during periods of stress. The team is dedicated to the governance and oversight of risk activities across the organization to ... Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under...are supported by several shared function support teams through risk and issue governance , exam management, systems… more
- American Express (New York, NY)
- …and Compliance is comprised of various organizations. This role pertains to: + Enterprise Risk Management and Risk Oversight : Responsible for managing AXP's ... risk management practices, and monitoring emerging risks across the industry. This includes oversight of key functions and risk stripes that include, but not… more
- TD Bank (New York, NY)
- …to align with policy and regulatory requirements. The Manager, Sanctions and ABAC Financial Crime Risk Oversight will be joining a new team and assist in leading ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, AML ... Assessments. The Manager, Sanctions and ABAC Financial Crime Risk Oversight will be joining a new… more
- Federal Reserve Bank (New York, NY)
- …include compliance risk management practices such as compliance with relevant AML laws and regulations, the requirements of the Office of Foreign Assets Control ... (OFAC), other CTF regulations and limited oversight of BSA/ AML and OFAC enforcement actions....OFAC regulations, remediation of regulatory findings, and exposure to governance , risk assessments, client due diligence, monitoring,… more
- TD Bank (New York, NY)
- …certificate and/or + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks & ... segment of the Bank or functional area. May provide oversight , commentary, and recommendations based on overall strategy and...+ End user testing experience + Functional or program governance experience + Operational risk management experience… more
- Bank of America (New York, NY)
- …Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job ... money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or through compliance… more
- TD Bank (New York, NY)
- …of AML compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training exemption ... provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk … more
- Wells Fargo (New York, NY)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... is seeking a Specialty Software Engineering Senior Manager to lead the Customer Risk & Due Diligence and Financial Crimes Core Components product areas. This… more
- American Express (New York, NY)
- …comprised of various organizations. This role pertains to: + Credit and Model Risk Oversight , Transaction Monitoring & Risk Capabilities: provides ... relating to regulated financial institutions and / or consumer products and AML / Anti-Corruption/BSA + Experience with audit, risk , regulatory management, law,… more
- Citigroup (New York, NY)
- …Accounts Global CRM Head. This role will lead the implementation of end-to-end risk management oversight for Global Core Accounts Transformation. This role also ... and monitoring of client and segment relationships to mitigate risk * Oversight for iCAPs (Issues and...Action Plans) monitoring and management * Management of business risk / controls metrics * Process improvement, Governance … more
- American Express (New York, NY)
- …relating to regulated financial institutions and / or consumer products and AML / Anti-Corruption/BSA + Experience with audit, compliance, risk , regulatory ... let's lead the way together. **Business Unit/Role Specific Info** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk… more
- Morgan Stanley (New York, NY)
- …day-to-day implementation of the Firm's financial crime prevention efforts. Including governance , oversight , and execution of the Firm's Anti-Money Laundering ... of the US Banks' financial crimes prevention program, including providing review and oversight of 1L KYC program execution. Additionally, the Head of GFC Banks… more
- TD Bank (New York, NY)
- …have experience in Anti-Boycott compliance and will be able to build rapport with key risk and control areas. The Manager, AML Financial Crime Risk ... Anti-Boycott experience preferred. **Customer Accountabilities:** + Manages a team of AML professionals providing oversight and control related advisory services… more
- Bank of America (New York, NY)
- …validation and analytics for AML models. The MVL is responsible for providing risk oversight , acting as a subject matter expert and the second line of ... or second line of defense overseeing model performance, model risk , and model governance on critical model...effective challenges on model development/validation + Maintains and provides oversight of model development and model risk … more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines… more
- Bank of America (New York, NY)
- …documentation, and effective challenges on model development/validation + Maintains and provides oversight of model development and model risk management in ... power to make a difference. Join us! Enterprise Model Risk Management seeks a Sr Quantitative Fin Analyst -...seeks a Sr Quantitative Fin Analyst - Anti-Money Laundering ( AML ) to conduct independent testing and review of complex… more
- Bank of America (New York, NY)
- …This role requires a strong operational risk and compliance background, Risk Framework (QA Standard) knowledge, understanding of AML requirements and testing ... ambassador of the risk culture and will support testing inspections, control oversight and execution. The job is a Quality Control position focusing on KYC… more