- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Associate First Line of Defense - Business Control Unit* ... of WM clients. The US Banks seeks an Associate to join the First Line of Defense MSPBNA Lending Business Control Unit (BCU). The candidate will support… more
- Morgan Stanley (Purchase, NY)
- …AML Risk team is considered to be in the First Line of Defense and... Associate - CAR will: - Perform the First Line of Defense 's CAR ... screening processes for Morgan Stanley. Responsibilities: The AML Risk Associate - CAR will be responsible for executing risk-relevant...and Bank client relationships - Partner with the Second Line of Defense Global Financial Crimes Compliance… more
- Morgan Stanley (Purchase, NY)
- …with higher risk client types. The AML Risk team is considered to be in the First Line of defense and supports the onboarding, client due diligence, enhanced ... opening customer profiles with internal management and the Second Line of Defense Bank AML Compliance teams...Comptroller of the Currency, Federal Reserve Bank, etc.) * Associate or Bachelor degree in Business, Finance, or other… more
- MUFG (New York, NY)
- …in conformance with the various enterprise-wide risk governance programs. As a member of the first line of defense , the position warrants the ability to ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...unusual activity. and exception items as prescribed by second line defense / management team. + Conducts… more
- JPMorgan Chase (New York, NY)
- …Risk and Controls Associate within the Digital Private Markets, you will be the first line of defense for JPMorgan Chase & Co. (JPMC), preventing, ... solutions related to risk, governance, issues and action plan management. Our people- first culture underpins everything that we do. Here, you'll have the opportunity… more
- MUFG (Jersey City, NJ)
- …the execution and documentation of ITGC testing for in-scope processes across technology and First Line of Defense (FLoD) business units + Partner with ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...results, working with appropriate stakeholders across the lines of defense + Support adoption of automated ITGC testing platform… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for...that embrace teamwork and innovation. As a product owner associate on the Controls Room team you will assist in ... that will future proof our business in an ever-changing global landscape. Our people- first culture underpins everything that we do. Here, you'll have the opportunity… more
- SMBC (New York, NY)
- …function of the Americas Division. This position will work directly with the Advisory Team, the first line of defense ("1LOD") as well as the heads of US ... team in developing and maintaining processes and practices to provide second line compliance coverage of relevant state and federal banking rules (eg Regulation… more
- Santander US (New York, NY)
- …Compliance New York, United States of America The VP Cloud Compliance operates within the First Line of Defense and is accountable to assist the Business ... guiding stakeholders to embed risk management practices in the first line . The Sr. Associate ...services the bank offers are viewed by the Second Line of Defense and regulators. + Demonstrated… more