- JPMorgan Chase (Plano, TX)
- Join JPMorganChase's Risk Management and Compliance team to...to our global success. As an Analyst in the Banks & Broker Dealers team, you will ... Manage a portfolio of clients consisting of North American Banks , Broker Dealers, Fintechs, Credit Unions, Card...exposure management + Perform on-going monitoring and management of a diverse portfolio of risk … more
- JPMorgan Chase (Plano, TX)
- …+ Credit/Market Risk experience. + Knowledge of financial institutions, including banks and broker dealers. + Ability to analyze financial statements and ... Join JPMorgan Chase's Risk Management and Compliance team, where...strength and resilience. As a Vice President in the Banks & Broker Dealers team, you'll manage… more
- Lincoln Financial (Dallas, TX)
- …75297 **The Role at a Glance** We are excited to bring on a ** Broker Relationship Management Consultant** to join our Workplace Solutions Team supporting ... development to perform in this fast-paced environment. As a Broker Relationship Management Consultant, you will be...meet client expectations. + You will identify clients with risk of retention & notifies brokers and/or management… more
- Bank of America (Plano, TX)
- …submission to regulators and/or law enforcement. This role may partner with GFCC Risk Management , front line units or other stakeholders to resolve ... + Written Communications + Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue… more
- Charles Schwab (Southlake, TX)
- …as well as develop and foster strong partnerships across Compliance, Legal, Corporate Risk Management , and with business partners. **What you have** Required ... with the execution of Second Line of Defense compliance testing including compliance risk management principles + Excellent attention to detail + The ability… more
- Citigroup (Irving, TX)
- …Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk Management , Root Cause Analysis. **Other Relevant Skills** For ... products to the end-to-end customer experience. + Strong knowledge of wealth management , broker dealer, investment adviser functions preferred. + Ideal candidate… more
- Charles Schwab (Southlake, TX)
- … Bank Compliance Risk Committees and Subcommittees, Global Risk Committee, Bank Management Risk Committee and Board Risk Committee within the ... Risk Committees and Compliance Leadership, which is a crucial component of effective risk management at Schwab. CORE's mission is to support and ensure the… more
- Zurich NA (Dallas, TX)
- …leading provider of commercial property-casualty insurance solutions and a wide range of risk management products and services for businesses and individuals. We ... Invest in your career with an industry you can bank on Insurance! We are currently looking for an...companies are responsible for: + Generating, underwriting, and analyzing Management Liability Risk business for Public Companies… more
- PNC (Dallas, TX)
- …PNC Wealth Management you will be a part of one of the fastest growing bank broker -dealers. You may be based in Austin, Dallas, Fort Worth, Houston, or San ... activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate… more
- Wells Fargo (Irving, TX)
- …of business within Wealth and Investment Management (including retail broker dealer, self-directed channels, investment advisory, private bank and trust ... investment solutions for the ultra-high net worth segment. + Advise Compliance, Risk Management , the WIM business, and other stakeholders on novel product and… more
- USAA (Plano, TX)
- …Accounting Principles (GAAP). **What sets you apart:** + Call Report and/or Bank Regulatory reporting experience + Broker -Dealer expertise + FINRA Series ... complex to complex financial and regulatory reporting requirements to include Bank Holding Company reporting, Enterprise GAAP reporting, P&C and Life Insurance… more