- Charles Schwab (Southlake, TX)
- …for a dynamic and engaging Compliance Professional to join the team, as a Senior Manager , responsible for conducting risk-based compliance testing within our ... Bank and Trust Services, Workplace Financial Services, and Enterprise Risk programs. The Senior Manager is an individual contributor and will conduct… more
- Bank of America (Frisco, TX)
- …**Market Client Relationship Manager (MCRM)** is a direct report to the Senior Client Relationship Manager with dual reporting to the Merrill Wealth ... their advisory team committed to their needs. We believe trust comes from transparency. Our trusted advisory teams are...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- Charles Schwab (Westlake, TX)
- …and funding planning across the corporation and its subsidiaries, including our bank and broker-dealers. We monitor and ensure adherence to regulatory ratios ... ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and...Basic knowledge of finance and accounting, particularly in the bank and broker-dealer space; + Advanced skills in Excel;… more
- Charles Schwab (Southlake, TX)
- …a dynamic and engaging Compliance Professional to join the team, as a Senior Manager , responsible for conducting retail and independent branch office compliance ... priorities by promoting principles and practices that build client trust and safeguard the integrity of the firm. We...testing. The Senior Manager is an individual contributor and… more
- NCR VOYIX (Irving, TX)
- …brands around the world to your local favorite around the corner. Title: Senior Manager , Payments Compliance Location: Irving, TX (onsite) SUMMARY: Develop, ... of business across industries. NCR VOYIX has earned the trust of businesses large and small - from the...review management process in accordance with network and sponsor bank rules + Supervise the management of data integrity… more
- Charles Schwab (Westlake, TX)
- …(TCM) organization, which includes ALM and fixed income investing. Reporting to the Senior Manager , Balance Sheet Forecasting and Analytics, you will contribute ... preferred. + Strong knowledge of fixed-income investment portfolio forecasting at a bank and broker dealer preferred. + Enthusiasm and demonstrated background to… more
- Charles Schwab (Westlake, TX)
- …testing, identify and draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels) and subsequent debriefing with ... Bank Enterprise team enterprise team is seeking a Senior Auditor ( Senior Specialist) responsible for Anti-Money...Internal Audit team is focused on the execution of Bank , Trust , AML, Fraud, and Conduct audits… more
- Charles Schwab (Southlake, TX)
- …which includes multiple regulated entities, including its broker-dealer, investment advisors and bank and trust companies, among others. With this evolution, the ... in delivering clear, concise, accurate reporting to Schwab's Executive Risk Committees, Senior Leadership, Corporate and Bank Compliance Risk Committees and… more
- Charles Schwab (Westlake, TX)
- …and funding planning across the corporation and its subsidiaries, including our bank and broker-dealers. We monitor and ensure adherence to regulatory ratios ... ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and...Basic knowledge of finance and accounting, particularly in the bank and broker-dealer space; + Good SQL and Excel… more