- Bank of America (Chicago, IL)
- Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (Chicago, IL)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank of America, we ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- US Bank (Chicago, IL)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... Support Audit leadership in developing an appropriate risk -based audit plan for Risk Management focusing on operational risk . This includes identifying… more
- CIBC (Chicago, IL)
- …workplace and an environment where all of our team members can excel. **Responsibilities** ** Risk Analytics Process Enhancement, Compliance Manager ** : As ... Risk Analytics & Infrastructure (RAI) process enhancement project manager , you will directly report to the Head of Risk Analytics Process Enhancement and be… more
- US Bank (Chicago, IL)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- BMO Financial Group (Chicago, IL)
- …these functions) + Provide thought leadership and subject matter expertise on all Operational Risk Categories (AML, Legal, Compliance etc.) for Procurement ... set timelines + Provide subject matter expertise and guidance on specific operational risk events, recommending solutions for management of Third-Party Risks… more
- HUB International (Chicago, IL)
- …. Support the development of risk assessments across financial, operational , strategic, cyber and compliance domains. Assess potential impacts, aiding ... acquisitions. **About the Role** We are seeking a Senior Manager of Enterprise Risk Management to play... mitigation plans, and partner with stakeholders to incorporate risk management considerations into operational and strategic… more
- BMO Financial Group (Chicago, IL)
- …regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. + ... Provides market risk oversight, monitoring, and reporting for a designated...and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of… more
- BMO Financial Group (Chicago, IL)
- …and adoption. + Executes project requirements in governance frameworks focused on risk appetite, regulatory and compliance standards. + Develops all related ... project team meetings, governance forums and inter-department forums. + Adheres to Bank risk , regulatory and compliance controls. + Focus is primarily on… more
- BMO Financial Group (Chicago, IL)
- …and adoption. + Executes project requirements in governance frameworks focused on risk appetite, regulatory and compliance standards. + Develops all related ... Manages all aspects of the project lifecycle, including business, operational and technology deliverables. Ensures all project processes are... mitigation from the outset. + Adheres to Bank risk , regulatory and compliance controls. + Focus… more
- Huntington National Bank (Chicago, IL)
- Description The Fair and Responsible Banking Team - Compliance Group Manager assists the Enterprise Compliance Risk Director of Fair and Responsible ... + 7 or more years of applicable experience in regulatory compliance , legal, or operational risk management with 5+ years of supervisory experience.… more
- BMO Financial Group (Chicago, IL)
- …Analytics, and AI Risk group in the second line of defence for Operational Non-Financial Risk , the Director will oversee the appropriate implementation of ... The Director, US Data, Analytics and AI Risk will lead the implementation of Data, Analytics,...metrics, and program standards for the US to ensure compliance , effective monitoring, timely reporting, and identify action plans.… more
- CIBC (Chicago, IL)
- …transformation of our Bank by accelerating the shift to digital, strengthening operational resilience, simplifying what we do, improving CIBC's speed to market and ... protect CIBC, our clients, and our shareholders from undue risk . The Sr Director of Third Party Risk...into direct or shared contracts with appropriate US relationship manager engagement. + Ensure security requirements are included in… more
- BMO Financial Group (Chicago Heights, IL)
- …testing, and continuous improvement insights. Executes testing, monitoring and operational activities of various complexity based on assigned portfolio ensuring ... decision-making. + Provides advice and guidance on control effectiveness, program compliance and issue descriptions. + Supports the execution of strategic… more
- Marex (Chicago, IL)
- …for assisting the Firm in the identification, evaluation, control testing, and management of operational risk whilst supporting the operational risk ... strategy and driving a proactive operational risk culture. The role assists in the implementation of...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Bank of America (Chicago, IL)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR)...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- BMO Financial Group (Chicago, IL)
- …and overseeing the advancement of objectives and deliverables. The role will work closely with operational risk and compliance teams in the lines of business ... of first line of defense (1st LOD) programs (eg, operational risk , compliance , regulatory, etc.),...customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain… more
- JPMorgan Chase (Chicago, IL)
- …Lending Services Operation Leads, Technology, PICM, Finance, Credit Risk , Legal, Compliance , Operational Risk Management and Control colleagues across ... regulators, and technology control functions + Act as point of expertise for Operational risk , advising business partners and other functional groups, on… more
- CIBC (Chicago, IL)
- …the relationship managers responsible. + US Control Group owner of Subcontractor and Country risk . + The Manager will be responsible for QA'ing/Review TPRAs for ... in risk management or regulatory affairs + Regulators, Auditors COMPLIANCE REQUIREMENTS/RESPONSIBILITIES + As an employee of CIBC, the incumbent must comply… more
- Wells Fargo (Westchester, IL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Branch Operations Associate Manager (LO) for our National Branch Network as part...the banking industry + Knowledge and understanding of retail compliance controls, risk management, and loss prevention… more