- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk ... management function that ensures that business ...Conducts research of laws and regulations that impact the business unit compliance to include… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Administrator typically operates as a first ... is an individual contributor and typically reports to the Business Unit Compliance Manager. **Primary...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... Compliance and Operational Risk Manager- Business ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key… more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...* Executes risk governance and management routines * Ensures compliance and operational risks are considered in business… more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include leading a ... compliance and operational risk oversight of Front-Line Unit or Control Function performance and any...execution of risk governance and management routines * Ensures compliance and operational risks are considered in business… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- CBRE (Charlotte, NC)
- …do** *Developing high-quality and effective Client relationships, especially across the Business Unit . *Build good working relationships with account management ... Sr. Finance Manager | SOX Compliance Manager - East Job ID 165480 Posted...effective communication and personal accessibility/credibility. *Monthly formal Contract and Business unit reviews. Ensure use of standard… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Compliance .** Learn more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance...This Lead Compliance Officer is responsible for compliance monitoring and oversight of the Technology Function… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Description Summary** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and...has a business -critical role to mitigate legal, compliance and reputational risk within the firm and is… more
- Federal Reserve System (Charlotte, NC)
- …DST, and this position will provide an opportunity to holistically assess the corporate compliance function in addition to other risk areas. The ideal candidate ... and Credit (SRC) Department's Large Financial Institutions Supervision (LFIS) unit has an immediate opening for a highly motivated...one or more of the following areas: + Corporate Compliance + BSA/AML + Operational Risk Management + Enterprise… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte,...+ Policies, Procedures, and Guidelines Management + Advisory + Business Process Analysis + Interpret Relevant Laws, Rules, and… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Enterprise Privacy Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington,...+ Policies, Procedures, and Guidelines Management + Adaptability + Business Process Analysis + Issue Management + Monitoring, Surveillance,… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Compliance and Operational Risk Manager (Security Log Management)...CF leaders to support the CORM Program objectives, balancing business strategy with appropriate controls. **Logging and Monitoring SME**… more
- Truist (Charlotte, NC)
- … Metadata Management: a. Onboard new CDEs that are specific to corresponding Business Unit or Corporate Group - collaborate with Technical Data Stewards. ... business critical processes across a line of business or corporate function . This includes overseeing...business process and traceability mapping - collaborate with Business Unit / Corporate Group representatives, Metadata… more
- Truist (Charlotte, NC)
- …Group. Prepare data sharing and data delivery agreements for data sharing outside given Business Unit or Corporate Group, and specifically delineate what data is ... business critical processes across a line of business or corporate function . This includes overseeing...retention, and data destruction requirements for CDEs for corresponding Business Unit or Corporate functions in collaboration… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... of risk management, business controls, quality assurance, business operations, compliance , or process experience, or...and Financial Crimes related activities supporting a line of business , or the enterprise risk management function .… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... + Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics + Determine areas of strength or … more
- Bank of America (Charlotte, NC)
- …Testing Manager IC proactively manages the relationship with external consultants, front line unit (FLU) /Control Function (CF) Compliance and Operational ... system(s) of record required and is able to translates business strategy into work programs and processes. The Testing...proactively manages the relationship with external consultants, front line unit (FLU) /Control Function (CF) Compliance… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... + Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics + Determine areas of strength or … more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant as a part of Strategic Execution.... + Work independently to make recommendations for support function by providing support and leadership + Assist in… more