- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given ... ensure the effective execution of the Operational Risk Framework across the assigned business line....Operational Risk Framework across the assigned business line. **Primary Responsibilities** + Conducts compliance reviews and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance and Operational Risk Manager- Data Analytics Charlotte,...associates. Requires a thorough knowledge of the department or business unit 's functional area or products. Working… more
- Bank of America (Charlotte, NC)
- …policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Manager - Strategy and...escalation. **Required Qualifications** + 7+ years of experience in risk management, business controls, enterprise-wide role, managing… more
- Bank of America (Charlotte, NC)
- … Risk team to execute second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key ... order to provide independent compliance and operational risk oversight of Front Line Unit or... Process Analysis + Written Communications ** Business Unit Overview:** Chief Financial Officer Compliance and Operational… more
- Bank of America (Charlotte, NC)
- …for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance ... Compliance and Operational Risk Manager - Global Markets...effectiveness of Global Markets Risk and Financial Risk Front Line Unit (FLU) processes and… more
- Bank of America (Charlotte, NC)
- …+ Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North...that motivate, convey the "why" and connects contributions to business results. + Risk Manager: Leads and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance and Operational Risk Manager - Trade Surveillance...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Wells Fargo (Charlotte, NC)
- …and synthesizing risk information using simple business risks acumen for Operational Risk Business Oversight Management and Chief Risk Officers ... risk areas. + Challenge (or identify issue) operational risk -related business management decisions,...making sound risk decisions commensurate with the business unit 's risk appetite and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job… more
- Bank of America (Charlotte, NC)
- … officer team to execute second line of defense compliance and operational risk oversight for a Front-Line Unit , Control Function, and/or Third Parties. Key ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... teams in order to provide independent compliance and operational risk oversight of Front-Line Unit… more
- Bank of America (Charlotte, NC)
- …+ Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... EAC Compliance & Operational Risk Specialist- Control Room Charlotte,...business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing… more
- Truist (Charlotte, NC)
- …model, third party and cyber risk in support of the assigned business unit . Provide leadership, monitoring and governance over issues management. + ... role you will operate at the intersection of models, risk programs with Consumer and Small Business ...models, risk programs with Consumer and Small Business Banking, Enterprise Operational Services, Enterprise Technology,… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Executive - Consumer & Small Business Risk Management Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Phoenix, ... of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules, regulations… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... role:** Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team... groups and functions through assessment and mitigation of operational risk across Wells Fargo. Program participants… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **About this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk...and compliance issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation policy +… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... Business Groups and Enterprise Functions to drive operational excellence, risk management + Demonstrate thought... Business Groups and Enterprise Functions to drive operational excellence, risk management. + Adequate project… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **About this role:** Corporate Risk is seeking a Business Execution...improvement and risk control development to ensure operational excellence and process efficiency + Lead Business… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **2025 Analyst Development Program, Early Careers - COO Business Risk Control and Regulatory Oversight**... groups and functions through assessment and mitigation of operational risk across Wells Fargo. Program participants… more
- Bank of America (Charlotte, NC)
- AML Platform Risk - Business Control Manager Jacksonville, Florida;Hunt Valley, Maryland; Lincoln, Rhode Island; Rolling Meadows, Illinois; Chandler, Arizona; ... the portfolio of initiatives, this high-level individual contributor will drive effective risk management within the Preferred Business . This role will exercise… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... to large-scale, cross-functional planning related to mitigation of current and emerging business risk issues and concerns + Assess, analyze, and design… more