- KPMG (New York, NY)
- …with analytical and technology-related tasks Provide support for financial services or financial crimes compliance initiatives at the direction of the ... **Business Title:** Senior Associate, Financial Crimes ...Proven experience examining, assessing, and/or enhancing aspects of a financial crimes Compliance program (for… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... Impact:** **The Impact:** + The Director, Global Sanctions & Financial Crimes Compliance Program Advisor...to senior leaders + Experience in developing/enhancing financial crimes -related program elements within existing structures.… more
- MetLife (New York, NY)
- …informed of the current status of AML, Sanctions and AB&C activities. * Identify financial crimes compliance training needs and support development of ... for various groups. * Manage all aspects of assigned financial crimes compliance assignments (eg,...compliance leadership including preparing reports and presentations for senior or executive level leadership. * Additional duties as… more
- Bank of America (New York, NY)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Pennington, New ... the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator...senior stakeholders, assisting in identifying potential operational or compliance risks + Partners with Global Financial … more
- Bank of America (New York, NY)
- …complete compliance , policy, operational/fraud risk management requirements. The Global Financial Crimes ("GFC") Manager - Global Markets and Global Wealth ... Specialists, Global Financial Crimes Executives, Financial Crimes Investigators, Compliance and... crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders… more
- Morgan Stanley (New York, NY)
- …will work closely with senior leaders across First Line Financial Crimes , GFC and the Legal and Compliance Division to ensure appropriate execution of ... Compliance programs. If you are passionate about financial crimes prevention, seeking a rewarding and...Bank Management; decision significant client matters that pose potential financial crime risk; and represent GFC in senior… more
- Morgan Stanley (Purchase, NY)
- …- a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible ... higher risk client types. The WM and US Banks Financial Crimes Risk Team is considered the...crimes procedures and processes to adhere to regulatory compliance requirements. The VP will manage establishing a feedback… more
- Citigroup (New York, NY)
- … crimes risk management within Treasury & Trade Solutions (further only "TTS"). The Financial Crimes Risk Senior Manager is responsible for supporting the ... alignment to group policies. + Ensure adequate reporting to senior management is in place. + Act as the...+ Min of 8 years professional experience, preferably in Financial Crimes , Sanctions Compliance or… more
- Bank of America (New York, NY)
- …ensure all cases are sufficiently investigated and findings are adequately documented. The Senior Global Financial Crimes ("GFC") Investigator, under broad ... senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial ...or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line… more
- Morgan Stanley (Purchase, NY)
- …- a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible ... higher risk client types. The WM and US Banks Financial Crimes Risk Team is considered the...or another related field such as adult learning * Financial Services, Audit or Compliance background and/or… more
- Morgan Stanley (New York, NY)
- …- a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible ... higher risk client types. The WM and US Banks Financial Crimes Risk Team is considered the...Business, Finance, or another related field * Experience managing compliance projects and/or exams *Ability to:* * Take initiative,… more
- Morgan Stanley (Purchase, NY)
- …in financial crimes /AML * Bachelor's degree * Experience supporting financial crimes compliance projects and internal/external exams *Ability to:* * ... learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within...supporting audit and regulatory inquiries and interactions with Board, senior management, and consultants * General knowledge of AML… more
- Morgan Stanley (Purchase, NY)
- …equivalent combination of training and experience - Minimum 7 years of experience in financial crimes /AML compliance testing, Audit or similar related QA/QC ... part of our culture. The WM and US Banks Financial Crimes Risk Team is embedded within...Assist in preparing ongoing and ad hoc reporting for senior management. - Escalate potential risk issues associated with… more
- Citigroup (New York, NY)
- …technology total cost of ownership, and create a competitive advantage for Citi. The ** Senior Principal Engineer in Financial Crimes Technology** is a ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more
- Bloomberg (New York, NY)
- …globally, including obligations associated with the Company's licenses or license exemptions, financial crimes compliance , employee compliance , data ... blend of financial and operational analysis, process documentation and improvements, financial modeling, reporting and senior management support to drive the… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** This Senior Lead Compliance Officer position will...attention to detail and accuracy. + Sound understanding of Financial Sponsor transaction compliance requirements. + BS/BA… more
- Bank of America (New York, NY)
- …and regulations particularly BSA/AML and sanctions rules. + Strong financial crimes background with focus on core BSA/AML compliance program requirements ... Senior Audit Manager - BSA/AML including Sanctions Charlotte,...Qualifications:** + Minimum 10-15 years in Financial Crimes related roles. + Audit, Risk or Compliance… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... role:** Wells Fargo is seeking a Specialty Software Engineering Senior Manager to lead the Customer Risk & Due...to lead the Customer Risk & Due Diligence and Financial Crimes Core Components product areas. This… more
- Wells Fargo (Port Washington, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and...Advise customers on various aspects of recommended and available financial options and services + Maintain deep knowledge and… more
- US Bank (New York, NY)
- …with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level… more