- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk ... management function that ensures that business ...Conducts research of laws and regulations that impact the business unit compliance to include… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Administrator typically operates as a first ... is an individual contributor and typically reports to the Business Unit Compliance Manager. **Primary...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...* Executes risk governance and management routines * Ensures compliance and operational risks are considered in business… more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... + Provide subject matter expertise with comprehensive knowledge of business and functional area + Provide compliance ...product + Flexibility on new assignment and roles within Compliance function + Conduct marketing materials review.… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third party/vendor ... Compliance and Operational Risk Specialist- Global Wealth &... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Compliance .** Learn more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance...This Lead Compliance Officer is responsible for compliance monitoring and oversight of the Technology Function… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... that motivate, convey the "why" and connects contributions to business results. + Risk Manager: Leads and encourages the...+ Minimum 3-5 years of work experience in a Compliance and/or Operational Risk function + Exposure… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Ops Risk Specialist Chicago, Illinois;Charlotte, North...+ Policies, Procedures, and Guidelines Management + Advisory + Business Process Analysis + Interpret Relevant Laws, Rules, and… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Description Summary** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and...has a business -critical role to mitigate legal, compliance and reputational risk within the firm and is… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions.… more
- Bank of America (Charlotte, NC)
- …for this role. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable ... Compliance and Operational Risk Manager- Global Banking &...of Global Corporate & Investment Banking, Global Commercial Banking, Business Banking, Enterprise Payments, Global Research and Enterprise Credit… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte,...+ Policies, Procedures, and Guidelines Management + Advisory + Business Process Analysis + Interpret Relevant Laws, Rules, and… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Enterprise Privacy Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington,...+ Policies, Procedures, and Guidelines Management + Adaptability + Business Process Analysis + Issue Management + Monitoring, Surveillance,… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Compliance and Operational Risk Manager (Security Log Management)...CF leaders to support the CORM Program objectives, balancing business strategy with appropriate controls. **Logging and Monitoring SME**… more
- Truist (Charlotte, NC)
- … Metadata Management: a. Onboard new CDEs that are specific to corresponding Business Unit or Corporate Group - collaborate with Technical Data Stewards. ... business critical processes across a line of business or corporate function . This includes overseeing...business process and traceability mapping - collaborate with Business Unit / Corporate Group representatives, Metadata… more
- Truist (Charlotte, NC)
- …Group. Prepare data sharing and data delivery agreements for data sharing outside given Business Unit or Corporate Group, and specifically delineate what data is ... business critical processes across a line of business or corporate function . This includes overseeing...retention, and data destruction requirements for CDEs for corresponding Business Unit or Corporate functions in collaboration… more
- TD Bank (Charlotte, NC)
- …expertise in own area and participate in knowledge transfer within the team and business unit + Keeps current on emerging trends/ developments and grow knowledge ... creates and delivers strategies, roadmaps, forecasts, manage relationships with various business partners and responsible for compliance /risk and governance for… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... to develop, implement, and monitor strategic approaches, effectiveness of support function , and business performance improvement + Strategically engage with… more