- SMBC (Charlotte, NC)
- …Mitsui Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and ... control assessments within 1LoD, working closely with Risk Management, Compliance, Internal Audit, and peer Control Officers supporting CM/Nikko Front Office… more
- City National Bank (Charlotte, NC)
- * INTERNAL CONTROLS OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective ... execution rigor to significant operational risk remediation activities. The Senior Officer is responsible for challenging the...with the Issue Management Policy and Standard and the Internal Controls Management Policy (ICMP) and Standard… more
- USAA (Charlotte, NC)
- …limit utilization for the SFO function. + Facilitates and maintains a strong internal control environment within the SFO function, including information systems ... makes us special and impactful. **The Opportunity** The **VP, Senior Financial Officer (SFO) for Property &...assigned area. Responsible for reporting results of operations to senior management. + Supports the preparation of internal… more
- City National Bank (Charlotte, NC)
- *COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change… more
- University of North Carolina at Charlotte (Charlotte, NC)
- …Interprets and communicates policies and procedures to stakeholders, ensuring appropriate internal controls and compliance. Performs regular risk assessments and ... 12 Essential Duties and Responsibilities: Strategic Leadership and Guidance. The Senior Business Officer provides division-level leadership and advisory support… more
- Compass Group, North America (Charlotte, NC)
- … will be responsible for improving the efficiency and effectiveness of IT internal controls through process improvement initiatives and automation. As part of ... development along with ongoing oversight, monitoring and reporting on internal IT controls , addressing external audits and...control frameworks in alignment with Compass's key IT controls , COSO principles, and NIST guidance. + Lead … more
- American Express (Charlotte, NC)
- …briefings and presentations to senior leaders, including the Chief Risk Officer , Operational Risk leadership, and Internal Audit partners. + Lead, coach, ... define the future of American Express. **Position Summary** The Senior Manager, Internal Fraud Reporting & Insights...+ Familiarity with fraud risk management frameworks, KRIs, and internal control metrics. + Excellent communication and… more
- Bank of America (Charlotte, NC)
- Sr. Information Security Officer - Generative Artificial Intelligence Chicago, Illinois;Jersey City, New Jersey; Charlotte, North Carolina; Denver, Colorado **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Sr-Information-Security- Officer Generative-Artificial-Intelligence\_25035789) **Job Description:** At Bank of America, we… more
- Bank of America (Charlotte, NC)
- Sr. Business Information Security Officer Chicago, Illinois;Washington, District of Columbia; Charlotte, North Carolina; Denver, Colorado **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Sr-Business-Information-Security- Officer \_25037934) **Job Description:** At Bank of America, we are… more
- Equitable (Charlotte, NC)
- …and industry best practices. + Maintain and develop policies and procedures, internal controls , and supervisory procedures, continually assessing whether the ... Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED...in investment activities as well as to ensure that internal controls , policies, and procedures are accurate… more
- KeyBank (Charlotte, NC)
- …with strong knowledge of applicable regulations, and a strong focus on risks and controls . + Knowledge of internal controls , compliance testing and ... to analyze, quantify, and/or assess complaints and to evaluate controls to identify potential weaknesses and/or control ...collaborative relationships with all lines of business, mid to senior level management, other internal clients and… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance ... lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- Community Hospital Corporation (Charlotte, NC)
- …to external and internal issues. + Provides for a system of control which clearly identifies deviations from plans and budgets; assure periodic comparison of ... The Chief Nursing Officer (CNO) at Carolinas ContinueCARE Hospital at Pineville...clinical performance of the hospital. + Works with Board, senior management team, physicians and staff to develop, implement,… more
- Deloitte (Charlotte, NC)
- …Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory team, you...the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post… more
- City National Bank (Charlotte, NC)
- *SBA 7A LOAN ADMINISTRATOR SENIOR * *Charlotte, NC. or Los Angeles, CA. * WHAT IS THE OPPORTUNITY? Provides SBA 7A loan documentation supports Relationship Managers ... etc.). * Responsible for meeting service level agreements for production, quality control , and responsiveness. * Handles customer and CNB colleague (RM, Credit … more
- Truist (Charlotte, NC)
- …of management of risk. Client Calling Effort: In conjunction with other internal product partners, applies knowledge of credit policy, pricing and structure to ... Review and update loan systems information to ensure accuracy. Span of Control : no direct reports, but encompasses regular communication with Clients and Prospects,… more
- TD Bank (Charlotte, NC)
- …where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of ... designs, implements, and maintains LOB-specific processes, templates, and appropriate mitigating controls , to support enterprise data policy and standards and ensure… more
- Truist (Charlotte, NC)
- …CDEs and business metadata, defining appropriate CDE Data Quality rules and controls for their corresponding Data Domain, maintaining, and populating the Business ... them with the Enterprise Privacy Policy in collaboration with Chief Privacy Officer . Define archiving, retention, and data destruction requirements for CDEs for… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. Reporting to the Chief Accounting Officer , this role will lead the Company's Financial Reporting function and be ... the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal counsel. * Support Investor Relations through tie… more
- Wells Fargo (Salisbury, NC)
- …career" in the US Join us! **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the ... customer convenience + Lead the branch while engaging stakeholders, peers, and internal partners in collaborating and building strong partnerships to deliver a… more
