- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Wealth and Investment Management (WIM) - Banking, Lending and ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- …outstanding talent. It all begins with you. **About this role:** Wells Fargo is seeking a Lead Control Management Officer as part of the Marketing ... operations, and provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management projects **Required Qualifications:** +… more
- Wells Fargo (Charlotte, NC)
- …and lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Governance and ... with second and third lines of defense while supporting assessments + Lead Control Management projects or virtual teams **Required Qualifications:** + 5+… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Corporate and Investment Banking (CIB) ... about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will be an individual contributor responsible for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) ... about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will provide compliance leadership and guidance to the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Swap Dealer & Futures Commission Merchant ... about the career areas and business divisions at wellsfargojobs.com . As a Senior Lead Compliance Officer , you will provide compliance oversight of Swap Dealer… more
- KPMG (Charlotte, NC)
- …change management initiatives if necessary to effectively manage and lead the finance organization through rapid changes in the global landscape Qualifications: ... Office and financial management software experience preferred + Strong project management experience and demonstrated ability to lead and develop a… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- HUB International (Charlotte, NC)
- …employee benefits broker, providing a broad array of property, casualty, risk management , life and health, employee benefits, investment and wealth management ... community support and involvement through HUB Gives **Summary:** The Chief Sales Officer (CSO) is responsible for meeting overall growth and profitability targets,… more
- US Bank (Charlotte, NC)
- …policy tests, and post implementation monitoring assessments. + Serve as Credit Risk lead for change management (PRISMs) over relevant new or modified products, ... the successful creation, implementation, and maintenance of an effective credit risk management framework. It has direct influence over policies and procedures to… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... units (Broker Dealer) and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management… more
- AIG (Charlotte, NC)
- …goals. AIG's Information Technology functions include application development and management , enterprise architecture, and technology risk and compliance. About the ... role The Information Security Office Governance Lead will spearhead the information security governance process for the Information Security Office, ensuring… more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Wells Fargo (Charlotte, NC)
- …develop business execution solutions to address complex international business challenges + Lead a team of managers to develop long-term strategies, policies, and ... in order to achieve business objectives + Collaborate with and influence management regarding significant trends and issues, and recommend appropriate strategies or… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... Management + Trade Preference + Technical or functional lead on at least 2 full-lifecycle SAP implementation +...the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... and mitigating risks in a timely manner, supporting engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and… more
- Bank of America (Charlotte, NC)
- …and innovative methods in a timely and high quality manner + Identifies control deficiencies, discusses with line management , and initiates control ... sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment **Skills:** * Internal Audit… more