- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes, scheduling and… more
- Truist (Charlotte, NC)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Vanguard (Charlotte, NC)
- …the best chance for investment success, join our team of "crew" as a Client Relationship Associate ! At Vanguard, we believe in supporting our "crew" personally ... supported when they call in to Vanguard. As a Client Relationship Associate , you will: + Partner...note new hires may need to be full jurisdiction registered in all US states and territories. Vanguard is… more
- Vanguard (Charlotte, NC)
- …investment guidance. + Use the Professional Selling Skills framework to identify client needs and share insights with Relationship Managers. + Deliver high-quality, ... efficient service while anticipating client needs and offering proactive solutions. + Collaborate across...period of time. Additionally, if you are not currently registered with FINRA in any capacity, prior to moving… more
- Veterans Affairs, Veterans Health Administration (Salisbury, NC)
- Summary The Registered Nurse (VA Surgical Quality Improvement Program) is responsible for the administrative and scientific conduct of all components of the National ... into the database of all eligible patient cases. Responsibilities The Registered Nurse, VA Surgical Quality Improvement Program (VASQIP), demonstrates leadership,… more
- Veterans Affairs, Veterans Health Administration (Salisbury, NC)
- …equivalent to a bachelor's level degree in Nursing may have opportunity to become registered as a nurse with a state licensing board prior to completion of the ... level Nursing education program. Credit for foreign nursing education higher that associate degree/entry level requires a formal degree equivalency validation from a… more
- Veterans Affairs, Veterans Health Administration (Salisbury, NC)
- …equivalent to a bachelor's level degree in Nursing may have opportunity to become registered as a nurse with a state licensing board prior to completion of the ... level Nursing education program. Credit for foreign nursing education higher that associate degree/entry level requires a formal degree equivalency validation from a… more
- TIAA (Charlotte, NC)
- …forms and reviewing forms for accuracy. + Performs registered and non- registered activities related to identifying client needs and identifying potential ... **Wealth Client Relationship Manager** The Wealth Client ...and work together to create lasting impact. Here, every associate can grow through meaningful learning experiences and development… more
- Vanguard (Charlotte, NC)
- …a 50-mile radius of our Charlotte, NC (28217) location. At Vanguard, we have a client -first mentality that we realize every day through our mission, "to take a stand ... account-related inquiries, function as a subject-matter guide, and cultivate an excellent client experience. If you are passionate about helping others and are… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Associate Financial Relationship Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Learn ... will:** + Support clients and provide financial advice and counsel consistent with client goals and risk tolerance with a focus on prospective Wells Fargo clients… more
- PNC (Charlotte, NC)
- …opportunity to contribute to the company's success. As a Capital Markets Associate Director within PNC's Debt Capital Markets Leveraged Finance organization, you can ... related to capital markets transactions to manage and develop client relationships directly and as part of deal teams....the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for remote ... compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing...disqualification are not eligible to be associated with a FINRA- registered broker-dealer. Successful candidates must also meet and comply… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for remote ... compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing...disqualification are not eligible to be associated with a FINRA- registered broker-dealer. Successful candidates must also meet and comply… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Associate Brokerage Support Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... equivalents) sufficient to qualify for immediate FINRA registration + Brokerage client support experience + Administrative support experience in financial services +… more
- SMBC (Charlotte, NC)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... may not be permitted for certain roles, including, for example, certain FINRA- registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (Charlotte, NC)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... may not be permitted for certain roles, including, for example, certain FINRA- registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (Charlotte, NC)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... may not be permitted for certain roles, including, for example, certain FINRA- registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (Charlotte, NC)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... may not be permitted for certain roles, including, for example, certain FINRA- registered roles for which in-office attendance for the entire workweek is required.… more
- PNC (Charlotte, NC)
- …and retains an investment and insurance book of business. Owns the client experience, efficiently handling sales and service, identifying sales and/or executing ... to internal business partners as appropriate. + Acquires, expands and maintains client relationships through business development and client networking. Grows … more
- SMBC (Charlotte, NC)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive...Based in New York City, we are an SEC registered Broker dealer that provides financial products and services… more