- Bank OZK (Charlotte, NC)
- …benefits (https://careers.ozk.com/benefits) . Job Purpose & Scope Responsible for maintaining risk management practices and conducting compliance testing to ... risk mitigation strategies and procedures. Collaborates with members of Operational Risk Management ("ORM") as a liaison between ORM and the management … more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... based on overall strategy and industry best practices. **The Non-Model/End-User-Computing Tool (EUC) Risk Management - QA/QC role provides second line of defense… more
- Wells Fargo (Charlotte, NC)
- …Foreign Exchange, Municipal Products Group, Credit Sales & Trading. **The Electronic Trading Risk Management ** (ETRM) team plays a pivotal role in safeguarding ... testing, and capacity controls **Required Qualifications:** + 5+ years of risk management , business controls, quality assurance, business operations, compliance,… more
- Truist (Charlotte, NC)
- …4. FRM designation, Certified Anti-Money Laundering Specialist (CAMS), Certified risk management specialist , or other qualified, related professional ... goals. 2. Develop, maintain and supervise monitoring, performance reporting, and change- management processes. Work with stakeholders to ensure models fulfill the… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** FCRMBO - Retail coordinates with other FCRM ... **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/Sanctions/ABAC matters affecting… more
- The Hartford (Charlotte, NC)
- …for governance, risk & compliance + Execute based on the Enterprise Risk Management standard on how to identify, assess, mitigate, monitor, test and ... our team as we help shape the future. Technology Risk Senior Specialist We are looking for...audit environment preferred. + Utilize a deep understanding of risk management methodologies, frameworks, and principles (eg,… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Business Unit Risk Specialist engages with Business Unit stakeholders, primarily within ... remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. 3. Monitor and report on emerging risks potentially… more
- Bank of America (Charlotte, NC)
- …Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;New...developing talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our… more
- Bank of America (Charlotte, NC)
- …Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing ... Enterprise Financial Risk Capital Risk Sr. Specialist...developing talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** JOB SUMMARY The AI Risk Specialist will be responsible for maintaining and monitoring adherence to ... AI controls to achieve business outcomes that balance business growth and risk management objectives. 4. Strengthen and sustain proactive risk culture… more
- Truist (Charlotte, NC)
- … risk across the enterprise. 7. Promotes and fosters a strong Truist risk culture driving proactive risk management and remediation accountability across ... Finance. 2. Three plus years of experience in banking, technology, operations, risk management and/or regulatory agencies. 3. Three plus years of data … more
- Truist (Charlotte, NC)
- …of data. 4. Provide subject matter expertise in the planning and execution of data risk management activities such as data risk prioritization, data quality ... assessment methodology and output that measures adherence to data management principles within the assigned enterprise data entities and...and central data risk management . 5. Subject matter expert on accounting and regulatory… more
- Truist (Charlotte, NC)
- …of data. + Provide subject matter expertise in the planning and execution of data risk management activities such as data risk prioritization, data quality ... to time. + Assist with the establishment of data risk policies, standards, guidelines and best practices for the...and central data risk management . + Subject matter expert on accounting and regulatory… more
- TD Bank (Charlotte, NC)
- …**Job Description:** The Control Remediation Quality Assurance Business Management Specialist will have appropriate Audit or Risk and Controls subject ... appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control, supported by effective processes and sound… more
- TD Bank (Charlotte, NC)
- …of Business:** Technology Solutions **Job Description:** The Information Security Specialist defines, develops and/or implements Technology Controls / Information ... vendors + Has advanced knowledge of organization, technology controls / security/ risk issues **Education & Experience:** + Bachelor's degree preferred + Information… more
- Wells Fargo (Charlotte, NC)
- …Supervisory Control **Required Qualifications:** + 4+ years of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance ... role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within...primary business contact on key initiatives with Wealth, Compliance, Risk , regional management , and other home office… more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... objective assurance over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for… more
- PNC (Charlotte, NC)
- …objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. PNC also has fundamental expectations of our people ... Trust, Industry Knowledge, Influencing Through Expertise, Innovation, Leadership, Performance Management , Planning: Tactical, Strategic, Risk Management … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM) ... team is responsible for operation-related functions for securities settlement. The Specialist will help support multi-channel branch office associates and client's… more
