- City National Bank (San Francisco, CA)
- …of issues and implementation of recommendations identified through 1st, 2nd, 3rd LOD and external regulatory examinations, monitoring and testing. + Analyze findings ... and perform root cause analysis, distinguishing between various levels of compliance and other types of risk. + Prepare and support corrective action plans with business lines and validate implementation. Identify and assist in resolving compliance and control… more
- City National Bank (San Francisco, CA)
- …Banking activities (focus on Compliance-related controls) + Coordinate with 1st LOD Testing team to understand observations related to compliance controls and ... ensure appropriate actions are documented to remediate gaps + Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external audits. + Act as a liaison representing Business Control… more