- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part as brokerage Credit Monitoring and Reporting - Primary ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex… more
- Wells Fargo (St. Louis, MO)
- **About this role** : Wells Fargo is seeking a Senior Compliance Specialist to help establish, implement, and maintain risk standards and programs to drive ... federal, state, agency, legal, and regulatory and/or Corporate Policy requirements. The Senior Compliance Specialist will join the Enterprise Compliance Control… more
- Edward Jones (St. Louis, MO)
- …the setup of targeted client and prospect journeys by the Campaign Operations team across multiple channels leveraging Salesforce Marketing Cloud. Edward Jones' ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more