- TD Bank (New York, NY)
- …prior experience in the following areas may be helpful in the Banking Compliance Training and Communications Specialist role: + Training /learning and ... background and experience, preferred skills for the Banking Compliance Training and Communications Specialist role include:** + **Proven experience… more
- Deloitte (Morristown, NJ)
- …of our Business Tax Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial services industries. ... pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic...and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking an Electronic Banking Administrator to be responsible for the day-to-day operations involving the monitoring of risk associated with card ... the investigation, determine appropriate resolution and notify customer. + Enforce compliance with regulation E and monitor network timeframes for deadline adherence… more
- KPMG (Short Hills, NJ)
- **Business Title:** Manager, NYFS Global Banking and Capital Markets **Requisition Number:** 111237 - 61 **Function:** Tax Services **Area of Interest:** **State:** ... challenges. Develop your career through a range of multifaceted engagements, formal training , and informal mentoring. At KPMG, we believe nothing is more important… more
- Deloitte (Morristown, NJ)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across a ... Services group, you will provide federal tax consulting and compliance services to a client in the securities and...Excellent research and writing skills + Excellent presentation and communications skills The wage range for this role takes… more
- Scotiabank (New York, NY)
- …practices. + Oversees the development and delivery of effective in-person and computer-based compliance training for front office staff in trading and sales on ... regulatory experience and at least 5 years of experience managing an advisory compliance team supporting trading and/or investment banking businesses. + Series… more
- SMBC (New York, NY)
- …as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC ... building and maintaining a bank regulatory compliance program to help ensure compliance with applicable state and federal banking rules applicable to SMBC… more
- SMBC (New York, NY)
- …or as a member of a CRA team. + Experience working in a Compliance Advisory role covering either banking products/services or trading/capital markets businesses ... metrics (eg, KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk. + Strong interpersonal and communications skills (written and… more
- Mizuho Corporate Bank (New York, NY)
- …Essential Duties and Responsibilities: + Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance , and the ... documentation of deadlines for those performing the supervisory reviews of electronic communications . + Liaise with other teams within compliance , Legal, and/or… more
- Morgan Stanley (New York, NY)
- …global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The Firm's employees ... the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide range of services to...transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve… more
- Bank of America (New York, NY)
- …+ Regulatory Compliance + Reporting + Risk Management + Written Communications + Active Listening + Analytical Thinking + Interpret Relevant Laws, Rules, and ... Compliance and Operational Risk Manager- Control Room Charlotte,...regulatory inquiries, other audits, and examinations and identifies regulatory training needs supporting the development of the training… more
- TIAA (New York, NY)
- …both a key strategic leader in the department to the head of Enterprise Communications Compliance and a hands-on manager to drive implementation of strategic ... of all changes in regulatory requirements that may impact the Enterprise Communications Compliance program, regular report updates regarding outlook on any… more
- Bank of America (Pennington, NJ)
- …+ Regulatory Compliance + Reporting + Risk Management + Written Communications + Active Listening + Adaptability + Issue Management + Monitoring, Surveillance, ... EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte,...management routines + Assists with the oversight of FLU/CF training , which may include content development and/or tracking and… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker ... Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of… more
- Santander US (New York, NY)
- …the Business Line of risk frameworks, policies and standards. + Communication & Training : Maintain two-way communications with SLoD. Facilitate training for ... VP Cloud Compliance New York, United States of America The...Information security, etc. + Knowledge in Corporate and Investment Banking sector + Ability to generate reports for Sr.… more
- CIBC (New York, NY)
- …Customer Service, Financial Products, Strong Interpersonal Skills (Inactive), Telephone Banking , Time Management, Written and Verbal Communications (Inactive) ... for clients calling in with questions or requests related to their banking needs. You'll deepen relationships by understanding the client's needs, and quickly… more
- JPMorgan Chase (New York, NY)
- …to work closely with senior stakeholders across several departments including: banking , research, compliance , legal, technology, communications , marketing, ... provide internal education and guidance, manage the Corporate & Investment Banking (CIB) Ambassador programs, and ensure adherence to controls and guardrails… more
- TD Bank (New York, NY)
- …are required to interpret data and draw conclusions + Excellent written and verbal communications skills + Proven ability to manage a team of professional analyst + ... in a fast paced environment **Preferred Qualifications:** Experience in financial services/ banking Experience in a regulated industry Experience working in risk… more
- MassMutual (New York, NY)
- …new and existing products, which includes ownership of financial results, marketing, communications , training and ensuring strategic alignment with the wider ... Lending and Banking Services organization + Familiarity with regulatory and compliance requirements for lending products **What to Expect as Part of MassMutual… more
- Fifth Third Bank, NA (New York, NY)
- …product training to Institutional and Retail sales executives through formal training sessions and/or informal daily communications + Maintain knowledge of ... Make banking a Fifth Third better(R) We connect great...a timely manner and ensure transactions adhere to FTS compliance standards + File appropriate regulatory reports on timely… more