- Mizuho Corporate Bank (New York, NY)
- …of deadlines for those performing the supervisory reviews of electronic communications . + Liaise with other teams within compliance , Legal, and/or business ... Duties and Responsibilities: + Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance , and the misuse of… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... + A minimum of 7 years' derivatives, swaps and/or commodities products compliance + Experience conducting trade surveillance , real-time market monitoring and… more
- Truist (New York, NY)
- …or more LOBs in performing trade and electronic communication surveillance activities, working with traders, compliance , and other risk functions to ... will let you see your application status and any communications . If you already have a profile with us,...Surveillance program within CIB. The team performs trade surveillance activities, working with traders, compliance , and… more
- MetLife (Bridgewater, NJ)
- …activities, gifts and entertainment, monitoring and testing, and electronic communication surveillance , and compliance with new, and increasingly ... Role Value Proposition: Compliance Risk Management (CRM) delivers a compliance...include but are not limited to, conflicts of interest, electronic communication surveillance , outside business… more
- Bloomberg (New York, NY)
- …including Anti-Bribery and Anti-Corruption, Personal Account Dealing, Conflicts of Interest and Electronic Communication surveillance , as needed. You will ... Compliance Investigations and Ethics Officer - Legal &...is performed, including the collection of documentation and/or evidence, electronic communication reviews, data analyses and interviews… more
- Capital One (New York, NY)
- …outside business activities, OSJ/branch inspections, firm element continuing education, electronic communications surveillance , information barriers, ... America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will...Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered… more
- S&P Global (New York, NY)
- … compliance matters and issues; + Assist in the execution of a compliance communication program for the organization throughout your areas of coverage that ... conducting reviews/investigations, logging and tracking Complaints, performing monitoring and surveillance , attending and representing Compliance at relevant… more
- Snap Inc. (New York, NY)
- …with criminal investigative process and interpreting laws related to US government surveillance , including the Electronic Communications Privacy Act (ie, ... including Policy, Product, Engineering, and others in Legal - on safety- and compliance -related tooling, and developments in surveillance and safety laws. + Work… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... the other BOI units, coordinating with the Executive Director, administration, the surveillance and school compliance units, the Citywide Immunization Registry… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... the other BOI units, coordinating with the Executive Director, administration, the surveillance and school compliance units, the Citywide Immunization Registry… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... which include: (1) Office of the Executive Director, (2) Epidemiology & Surveillance , (3) School Immunization Compliance , (4) Perinatal Hepatitis B Prevention,… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... - Managing the applicant screening process, including vetting resumes for compliance with the minimum qualification requirements established for existing civil… more
- Walgreens (Basking Ridge, NJ)
- …loss prevention programs and systems. Learns to maintain and react to the electronic surveillance system and ensures price accuracy, using reports and in-store ... and management, seeking best practices. + Learns and actively implements compliance standard operational procedures (SOPs) across front-end and pharmacy. Gains… more
- S&P Global (New York, NY)
- …issuer and investor outreach in support of new issue ratings and surveillance of CMBS transactions. The Senior Analyst will conduct property-level and ... will be a well-rounded individual who possesses strong analytical and communications skills, which are essential for engaging with market participants.… more
- City of New York (New York, NY)
- …on building a "response-ready" organization, with faster decision-making, transparent public communications , and stronger surveillance and bridges to healthcare ... Reviewing weekly timesheets processed in City Time for accuracy and ensuring compliance with Citywide Time and Leave rules and regulations. Managing time and… more
- RWJBarnabas Health (New Brunswick, NJ)
- …the organization as assigned, including but not limited to, quality, compliance , and performance audits; surveillance activities; prospective risk assessments ... executing the overarching CSH strategic plan Participates in reporting and communication of quality improvement and patient safety initiatives, quality and patient… more
- Ross Stores, Inc. (East Brunswick, NJ)
- …control \(Associate entry/egress, receiving door, daily trash removal, etc\.\), Electronic Article Surveillance \(EAS\) devices daily function check, ... + Responsible for the reduction of loss due to damage\. + Ensures compliance to the monthly presentation guidelines in assigned area\. + Responsible for floor… more
- Marotta Controls, Inc. (Parsippany, NJ)
- …range from high performance valves to complete sub-systems that integrate electronic controls, actuators, and power conversion systems. We have received over ... Essential or Primary / Key Responsibilities: + Review and assess compliance with the customer's component specifications and sub-level specifications. + Coordinate… more
- Marotta Controls, Inc. (Parsippany, NJ)
- …range from high performance valves to complete sub-systems that integrate electronic controls, actuators, and power conversion systems. We have received over ... and release of drawings for development hardware + Maintain ongoing surveillance of customer-driven changes, with written notification to Contracts Administrator or… more
- City of New York (New York, NY)
- …efficiently, and transparently to instill public confidence and encourage compliance while providing exceptional customer service. The Sheriff's Office serves ... synthetic narcotics, and monitors defendants referred by the courts for electronic monitoring. Under supervision, with some latitude for independent or unreviewed… more