- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll help ensure our advisory services and ... our clients. What You'll Do- + Design & Enhance Compliance Programs: Develop and refine compliance processes...Advisor to the Business: Provide proactive guidance to senior leaders, advisory teams, and marketing on regulated activities… more
- JPMorgan Chase (Royersford, PA)
- **Job Summary** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...efforts. + Develops a strong partnership with the assigned retail branches to promote mortgage loan originations (in footprint… more
- Vanguard (Malvern, PA)
- …supervisory oversight within the business. Core Responsibilities: + Serve as a trusted advisor to Vanguard's retail brokerage, financial advisor , advice, and ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Guardian Life (Bethlehem, PA)
- …(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated broker/dealer is ... to ensure firm compliance with applicable laws, regulations, and compliance standards impacting Guardian's retail wealth management business, including its… more
- ASM Global (West Conshohocken, PA)
- …legends happen! THE ROLE The Vice President, Cybersecurity is a senior leader responsible for developing and executing Legends Hospitality's cybersecurity strategy. ... strategy aligned with Legends' business objectives. + Serve as the primary advisor on cybersecurity risks and mitigation strategies to executive leadership. Risk… more