- OKX (New York, NY)
- …Compliance Manager to lead optimisation and execution of global and entity-level compliance risk assessments across various domains such as FC, Sanctions, ... Opportunity As we strive to continue strengthening our compliance capabilities, w are seeking a strong ...Doing Lead the execution of the annual Global FC Risk Assessment ensuring timely delivery and comprehensive… more
- Tata Consultancy Service Limited (Edison, NJ)
- …a pharmaceutical customer portfolio. Familiarity with Good Manufacturing Practice (GMP) compliance requirements, including quality risk assessment , process ... customers, addressing key areas such as process manufacturing, regulatory compliance , and digital transformation. Work within a multi-disciplinary team to… more
- APN Consulting (Piscataway, NJ)
- … risk exposures and early warning indicators. Direct the activities of the Risk Identification and Assessment Group (RIAG). Develop appropriate risk ... experience in a program leadership capacity Req 4-7 years hands-on, corporate auditing, compliance , or risk management discipline in the insurance or service… more
- American Express (New York, NY)
- …internal control frameworks (eg, COSO) Preferred Qualifications: Demonstrated experience understanding risk assessment of IT processes, examining IT controls, ... governance framework and testing program to manage financial reporting risk in compliance with the company's 2LOD...work with the broader team to leverage the new Risk and Control Self- Assessment framework to ensure… more
- FanDuel (New York, NY)
- …holistic view of risk across aligned first line team(s) (eg, Enterprise Risk Assessment , Risk Register), identify trends and provide additional advisory ... for aligned first line team(s) and ensure adherence to established business risk and control expectations Execute independent, holistic assessment of first… more
- Crdit Agricole CIB (New York, NY)
- …2025-101619 Update date 27/06/2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking ... Regulatory Compliance ("ICBRC") Americas - Director Contract type Permanent Contract...coordination with the CMG global function, ensuring the identification, assessment , and mitigation of potential conflicts of interest. *Manage… more
- Arootah (New York, NY)
- …in internal and external examinations and audits. Facilitate annual regulatory risk assessment and providing senior management with recommendations based ... Extensive experience drafting and updating Code of Ethics and Compliance Manuals. Develop the Group's Risk &...Ethics and Compliance Manuals. Develop the Group's Risk & Compliance program, roadmap, and strategy.… more
- Ares Management Corporation (New York, NY)
- …and funds, and other risk factors to perform a comprehensive risk assessment of the investor and relevant jurisdictional requirements. Specific ... Aid in the review/update of the design of the risk assessment framework to support all customer...plus Knowledge of global asset management, legal and regulatory compliance , risk management, and industry policy best… more
- Syntricate Technologies (New York, NY)
- …teams to ensure smooth and safe delivery of obligations. Assist in implementation of risk assessment , reporting gaps and advancement of controls. Assist in large ... Analyst role, responsibility for end-to-end of regulatory reporting obligations & risk assessments for global regulatory compliance across Citadel's Asset… more
- Barclays (New York, NY)
- …support the delivery of the Barclays Internal Audit (BIA) Audit Plan through risk assessments. Assessment of internal control effectiveness and their capability ... role offers the opportunity to apply your knowledge of technology risk , regulatory compliance , and data analytics to deliver impactful audit insights. We are… more
- S&P Global, Inc. (New York, NY)
- …the team is utilized and delivering quality work Perform Residual Risk Assessment and manage trigger events Ensure compliance with standards and regulatory ... a comprehensive controls testing and monitoring methodology. Lead the inherent risk assessment across various technology processes Oversee controls testing… more
- TopView Sightseeing (New York, NY)
- …certifications. Conduct post-incident driver retraining or disciplinary actions as necessary. 4. Risk Assessment & Incident Management Perform regular risk ... and proactive Safety Manager to oversee and manage the safety protocols, compliance requirements, and risk mitigation strategies for our double-decker… more
- Bank of America (New York, NY)
- …experience with Bank of America and Merrill Products & Services, Trend Analysis, Risk Assessment , Human Resources, and broad industry knowledge Coaching teams to ... deliver outstanding client service Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies… more
- CareOne (East Brunswick, NJ)
- …functions of Licensed Practical Nurses and Certified Nursing Assistants, assuring compliance with state and federal regulations and facility policies and processes. ... Provide assessment of and responds to resident conditions utilizing the...Nursing Services. Provide immediate response to situations of resident risk such as allegations of abuse, neglect or misappropriation… more
- Antares Capital LP (New York, NY)
- …ensuring robust credit origination, underwriting, and approval processes. Enhance credit risk assessment tools and methodologies to improve credit ... transformation programs and platform modernization. Extensive experience in credit risk management, collateral management, and regulatory compliance . MS… more
- Traba (New York, NY)
- …labor law and product compliance . Manage outside counsel including the budget and risk assessment of how much to leverage outside counsel. What You'll Need ... adherence to regulations. Stay current on employment and labor laws to ensure compliance across jurisdictions. Oversee all legal matters, with a strong focus on… more
- Citigroup, Inc. (New York, NY)
- …reporting logic, and the accuracy of specific data inputs required for risk -weighted assets (RWA) calculation and reporting. In addition, the team completes the ... to operate with a limited level of direct supervision. Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's… more
- Crdit Agricole CIB (New York, NY)
- …(Trading Desks, Operations, Structured Finance, Corporate and Investment Banking, Compliance Monitoring), other control functions Key External contacts The Audit ... and fieldwork of audit coverage, including: - A preliminary assessment of the audited activity highlighting the related risks...of the audited areas, analyse the root causes and risk impact of the identified weaknesses, develop remediation and… more
- Lifelancer (New York, NY)
- …the delivery of safe and effective products to patients. Our science and risk -based compliant quality culture is innovative and customer oriented. Whether you are ... involved in manufacturing, testing, or compliance , your contribution will directly impact patients. The Senior...brand with high-value target customers by linking an insightful assessment of the account and/or business landscape with a… more
- Johnson Controls (New York, NY)
- …process to provide input on vendor/partners selection, scope enhancements, value engineering, risk assessment etc. Assesses Project execution needs and works ... to provide input on vendor/partners selection, scope enhancements, value engineering, risk assessment etc. Self-performs cost estimating, project scheduling and… more
