- HSBC (New York, NY)
- …Finance, Commercial Real Estate, Asset Based Lending etc As our Senior Audit Manager - Corporate and Institutional Banking you will: Lead multi-site and ... our people, our investors, our communities and the planet we all share. Corporate and Institutional Banking (CIB) delivers internationally focused solutions for … more
- Crdit Agricole CIB (New York, NY)
- …meeting their financial needs throughout the world. Crdit Agricole CIB offers its large corporate and institutional clients a range of products and services in ... Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit...prepare the action plan validation memo for Testing Unit Manager 's review and approval Carry out and document compliance… more
- TD Bank Group (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... initiatives including global policies and governance. Assist with regulatory and audit requests. Provide backup to general AML compliance functions such as… more
- HSBC (New York, NY)
- …Finance, Commercial Real Estate, Asset Based Lending etc. As our Audit Manager , Corporate and Institutional Banking (CIB) you will: + Participate ... professionals. **Team Overview** CIB delivers internationally focused solutions for corporate and institutional clients across credit, international trade,… more
- HSBC (New York, NY)
- …Infrastructure Finance, Commercial Real Estate, Asset Based Lending etc. As our Senior Audit Manager , Markets and Security Servicesyou will: + Lead multi-site ... planet we all share. Market and Security Services (MSS) Audit Team is part of the CIB Audit...and Lending activities across various client segments (eg, large corporate , international middle market, global network banking, etc.) -Global… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Audit Department **Requisition ID:** 229979 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... to its employees. **Overview** SMBC is seeking an experienced Audit Vice President with a minimum of 7 years'...experience in the banking and finance/technology industry to conduct audit coverage for the firm's cybersecurity and other related… more
- PNC (New York, NY)
- …will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, ... the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects...financial industry to lead audit coverage of Front Office and associated support functions… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... specific details for this role. **Job Description:** This position is in the Corporate and Investment Banking (CIB) Credit group. The Senior Analyst is responsible… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Scotiabank (New York, NY)
- …clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed ... Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:**...corporate functions within investment or commercial bank or institutional broker-dealer is preferred. + Familiarity with applicable SEC,… more
- Scotiabank (New York, NY)
- …clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed ... Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:**...at least 3 of which should involve testing or audit . + Experience/background in compliance applicable to institutional… more
- JPMorgan Chase (New York, NY)
- …to millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase ... as intersecting functional teams (eg Compliance, Legal, Operations, Technology, Internal Audit ) while engaging diverse perspectives + Drive business readiness and… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... credit risk, while engaging with multiple stakeholders on strategic initiatives and audit -related matters. The ideal candidate will have a holistic understanding of… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk & Governance team....Office, other second-line of defense risk partners, and Internal Audit . + Deliver Capital Risk input into US CRO… more
- JPMorgan Chase (New York, NY)
- …to millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase ... be best-in-class. As a Risk Management - Business Analysis Manager - Vice President within the Risk Management and...+ Work with other teams (eg, MRGR Regulatory and Audit ) on regulatory and audit deliverables. +… more
- TD Bank (New York, NY)
- …TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, ... TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program.… more
- SMBC (New York, NY)
- …the Group offers a range of commercial and investment banking services to its corporate , institutional , and municipal clients. It connects a diverse client base ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team. In this highly visible… more
