- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... business units or functional corporate areas. The job will also oversee the Audit team performing the audits. **Job Responsibilities:** + Contributes to the Audit… more
- TD Bank (New York, NY)
- …Commodities laws, rules, and regulations as they pertain to US broker-dealers. The Audit Manager II provides specialized in-depth subject matter expertise ... assessment and/or execution of audits and/or related processes. The Audit Manager II may act...members' assessment on assigned audits **Who We Are** TD Securities offers a wide range of capital markets products… more
- MUFG (New York, NY)
- …Technology (IT) Senior Director position is a management role within the Internal Audit for Americas Technology. This position is charge of IT work for Integrated ... for all aspects of development and delivery of the audit for assigned areas, including internal and external stakeholder...laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative… more
- MUFG (New York, NY)
- …provide more details. **Job Summary:** This role will be part of the MUFG Securities ICRO Team reporting directly to the ICRO. The role will have global ... Managers to support and enhance processes + Participate in audit and regulatory engagements + Work with Risk stripe...laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The ACH Product Manager at MUFG Bank, Ltd. will primarily support and participate in updates and ... adhering to established risk and regulatory guidelines. Additionally, the ACH Product Manager may support other products within the payables and receivables product… more
- MUFG (New York, NY)
- …various relevant internal and external partners. + Serve as a control and audit function for internal and external work product. + Provide mentorship and training ... laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …management process. + Work in cooperation with business line, product groups, risk, audit , and human resources to develop specific training programs, as needed. + ... laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (New York, NY)
- …the E-Trading limits management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, ... documentation, and Market Access Rule in the US (MiFID II Annual Self-Assessment in EMEA). + Co-ordination with the...EMEA). + Co-ordination with the E-Trading businesses of the Manager Control Assessment ie RCSA + Project management of… more
- S&P Global (New York, NY)
- …demonstrable experience within a large commercial bank, investment bank, investing institution/asset manager , rating agency or an audit company. + Progress ... we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more