- VNS Health (Manhattan, NY)
- OverviewThe Chief Legal & Risk Officer (CLRO) serves as the top legal advisor and enterprise risk leader for the organization. This executive is ... responsible for overseeing legal affairs, enterprise risk management, compliance, regulatory matters, and internal audit across the organization. Beyond… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use ... that include Criteria, Condition, Cause, Consequence and Correction. Reporting to the Chief Financial Officer , with additional accountability to the First Deputy… more
- New York Genome Center (New York, NY)
- The Chief Financial Officer (CFO) is a critical position who serves as the New York Genome Center's financial leader, responsible for the organization's overall ... and facilities. Reporting directly to the Scientific Director and Chief Executive Officer (CEO), the CFO is...NYGC's building and associated infrastructure. + Develop and implement risk management programs to ensure compliance with legal… more
- Wells Fargo (New York, NY)
- …Join us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Chief Technology Office. **In this role, you will:** ... or the enterprise, as well as good understanding of financial crimes, operational risk , audit, legal , credit risk , market risk , IT systems security, and… more
- Citizens (New York, NY)
- Description The Chief Consumer Credit Officer is responsible for leading the strategic direction, policy development, and oversight of the consumer credit ... credit card, and unsecured lending. This role involves implementing market-leading credit risk management techniques and advanced credit risk analytics to ensure… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... Orientation/Gender Identity Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global-compliance- officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components ... filing of Form ADV, etc.). + Liaise with external legal counselors to provide ongoing advice in relation to...investment advisory Experience + 15+ years of experience in risk , compliance, audit and/or relevant law with at least:… more
- Bloomberg (New York, NY)
- …As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team...by working closely with various stakeholders across theCompany, including Legal , Compliance, and Risk colleagues. Ensure policies… more
- Bloomberg (New York, NY)
- …giving back to our communities as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Legal and Compliance teams provide ... Officer , you will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams, and key Business colleagues. Your… more
- Mastercard (Harrison, NY)
- …control framework. Key Responsibilities: 1. Report and work closely with the MTS Chief Compliance Officer to determine the effectiveness of the Compliance ... potential._ **Title and Summary** VP, Mastercard Transaction Services, US BSA/AML Officer MTS Overview: Mastercard Transaction Services (MTS) and its subsidiaries… more
- Citigroup (New York, NY)
- …the hotline, reporting on significant matters to Citi's internal and external stakeholders (including the Chief Legal Officer , the Head of HR, the Chief ... Committee of the Board of Directors of Citigroup, other legal vehicle boards, and regulators around the world), and...as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures...Partnering with other ICRM teams and global functions, including Legal , Risk , Operations and Technology, and Finance… more
- Wells Fargo (New York, NY)
- …multiple areas or the enterprise, as well as good understanding of financial crimes, operational risk , audit, legal , credit risk , market risk , IT systems ... Wells Fargo is seeking a Senior Lead Control Management Officer . This Senior Lead Control Officer role... role is a critical position within the Technology Risk Management function. This individual will support Foundational Hosting… more
- Neuberger Berman (New York, NY)
- …services a family of Collective Investment Trusts (CIT) as well as Outsourced Chief Investment Officer (OCIO) clients which are primarily endowments, foundations ... The Institutional Fiduciary Officer is an important member of the Institutional...a great deal of interaction with investment teams, Operations, Legal , Risk , Marketing, etc.) + Strong organizational… more
- SMBC (New York, NY)
- …overseeing the management of compliance risk . Advisory is represented by the Chief Compliance Officer as either a member or observer of various committees ... such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The individual will...such as FINRA, NFA, CFTC and FRB. The Compliance Officer role may manage a coverage area or process… more
- Touro University (Valhalla, NY)
- …Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... behaviors and circumstances that may pose a public safety risk and take immediate and appropriate action to prevent...policies and procedures. Provide proof of US citizenship or legal resident alien status. Must be able to adequately… more
- Bank of America (New York, NY)
- …rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial ... Enterprise Financial Risk Capital Risk Sr. Specialist Charlotte,... identification across the 8 lines of business and legal entities, establishment of effective forecasting and stress testing… more
- Citigroup (New York, NY)
- …reliable, valued and timely assurance to the Board of Directors, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer ... regulators on the effectiveness of credit, capital and collateral risk management and the ability of the Business and...stakeholders in other control functions such as finance, audit, legal and compliance, as well as senior leaders across… more
- MUFG (New York, NY)
- …content for Credit Risk Newsletters distributed enterprise wide. + As directed by Chief Credit Officer and/or Deputy Chief Credit Officer , develop ... and deliver credit training programs (on-site and virtually) to enhance credit risk analysis skills, product specific knowledge, and an understanding of the Bank's… more
- American Express (New York, NY)
- …credible challenge across the planning horizon and discuss findings with leadership including the Chief Risk Officer + Risk Monitoring and Analysis: ... applicable regulatory expectations. We create and maintain the overall risk management framework while ensuring legal and...the overall risk management framework while ensuring legal and regulatory compliance. We are passionate about our… more