- TD Bank (New York, NY)
- …(WLA) who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Business Oversight Manager - Collections will provide ... role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …sound regulatory advice are essential for success in this role. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...as RESPA, Reg Z, CRA, UDAAP, and TILA. The Compliance Manager will collaborate closely with sales… more
- TD Bank (New York, NY)
- …Conduct monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a ... integration with core business functions. + Provide oversight and guidance on compliance requirements specific...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …the role which is outlined in the general description below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** The TD Bank Fair Banking… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (New York, NY)
- …this role. **Line of Business :** Risk Management **Job Description:** **The Senior Manager US Insider Risk Management Oversight ** role is accountable for the ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...execution of the insider risk oversight activity including risk reviews, quality assurance and continuous… more
- American Express (New York, NY)
- …impact in this role?** We are seeking a highly motivated and detail-oriented Strategic and Business Risk Oversight Manager to join our growing team. This ... and oversight functions. **Minimum Qualifications:** + Bachelor's degree in Business Administration, Finance, Economics, Risk Management, or a related field. + 5… more
- Scotiabank (New York, NY)
- …operational, compliance , AML/ATF/sanctions and conduct risk. Requirements: + Data Oversight & Integration + Oversee and support the design, implementation and ... Senior Manager , Global AML US Cash Management - Systems and Data Oversight **Requisition ID:** 214448 **Salary Range:** 117,400.00 - 224,700.00 _Please note that… more
- Principal Financial Group (New York, NY)
- …(IPO) team! The IPO team is responsible for investment due diligence and manager oversight across Principal's global mutual fund, collective investment trust, ... partners and governance boards + Monitor investment portfolios daily to ensure compliance with the Investment Guidelines + Develop an in-depth knowledge of existing… more
- Amazon (New York, NY)
- …complex global environment. The Senior Risk Manager will work closely with compliance leads and business partners to develop mechanisms and program controls ... (DOT) team is seeking a high performing Senior Risk Manager to support Amazon regulated transportation programs in a...performance and compliance metrics and provide written compliance narratives for compliance and business… more
- Molina Healthcare (Yonkers, NY)
- … needs. In addition, the Delegation Oversight Nurse will assist the Delegation Oversight Manager with additional duties of the team. This includes, but is ... of the Delegation Oversight Committee. + Works with the Delegation Oversight Manager to develop and maintain delegation assessment tools, policies, and… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- Synchrony (New York, NY)
- …for providing oversight and visibility in to the operations and compliance with the Supplier Management Program (SMP) requirements for Technology suppliers. The ... focus will be on acting as a program compliance reporting specialist as well as providing quality assurance...are taken by logging risks/observations (where applicable). + Perform oversight review of Supplier Manager Information Request… more
- TD Bank (New York, NY)
- …Crime Risk Oversight Analyst provides a range of research, guidance, and business oversight to assigned portfolio, business , or function to ensure ... and assesses potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in the application… more
- Bloomberg (New York, NY)
- …to evolve. We are looking for a First Line OpRes Control and Reporting Manager , responsible for managing the lifecycle of controls owned by or supporting the OpRes ... overall controls vision for the OpRes Program, including partnering with the Business and internal stakeholders to develop, prioritize, and build out control… more
- TD Bank (New York, NY)
- … Compliance Oversight , Risk Management, and Internal Controls The Senior Manager , Business Management oversees and leads a large and/or highly complex, ... Management, Strategy & Support **Job Description:** The Senior Manager - Merchant Card Compliance & Control...business on governance and control issues + Manages oversight process, risk-based identification and monitoring of related risks… more
- TD Bank (New York, NY)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
- PNC (New York, NY)
- …'s discretion. As a Compliance Program Manager you will provide compliance risk oversight to Asset & Liability Management. This position supports ... valued and have an opportunity to contribute to the company's success. As a Compliance Program Manager within the Asset & Liability Management Compliance … more