- Scotiabank (New York, NY)
- …need to be onboarded to s99/Broker Dealer change management workflow. + Compliance Risk Self- Assessment (CRSA) - Lead or support execution of CRSAs for ... of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct risk… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Cloud Security Risk Assessment Vice President who is experienced working in a Cloud Security ... Service Providers and their supporting tools. The Cloud Security Risk Assessment Vice President will be responsible...Security Risks in a dynamic environment and will also lead projects related to information security risk … more
- Mastercard (Harrison, NY)
- …Risk Assessment and Reporting Analyst, Open Banking Risk Assessment and Reporting Analyst, Open Banking Compliance Overview: Who is Mastercard? ... driving large complex projects across the Americas Open Banking Risk and Compliance organization. The role will...Support risk and control self-assessments, ensuring appropriate risk identification and mitigation. * Lead development… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan. As part of Compliance , Conduct and Operational Risk (CCOR), you are at the center of keeping JP Morgan Chase strong and ... This position requires expertise and experience in privacy governance, compliance , and operational risk . Familiarity with key...will report to the CCOR Privacy & Data Use Lead and will be part of a team of… more
- JPMorgan Chase (New York, NY)
- …our knowledge + Build, maintain, own and analyze outputs from climate risk assessment models and user tools + Lead the drafting and maintenance of ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...documentation for climate and nature risk assessment models and user tools +… more
- City National Bank (New York, NY)
- …Streamline processes for risk identification and assessment , control assessment , testing and issue management. * Lead continuous improvement activities ... *THIRD PARTY RISK MANAGEMENT LEAD * WHAT IS THE...management processes and methodologies * Experience using third party risk management /Governance, Risk and Compliance… more
- MongoDB (New York, NY)
- …with external auditors by scheduling meetings, drafting relevant communications, and reporting on assessment results + Lead compliance efforts ensure ... team is looking for a Program Manager - Governance, Risk , and Compliance . This role will be...various frameworks, FedRAMP High, IL-4 & IL-5 + Support assessment activities to achieve and/or maintain compliance … more
- Bloomberg (New York, NY)
- …you will work with the Global Regulatory Engagement Lead , the Chief Risk Office and Global Compliance teams, and key Business colleagues. Your expertise ... and technology solutions for the program + Contribute to risk assessment and testing programs to help...Regulatory Engagement Lead and the Head of Risk and Compliance Shared Services, by: +… more
- NBC Universal (New York, NY)
- …and control performance targets and Service Level Agreement thresholds + Perform Risk Assessment , SOX / Internal Audit Readiness reviews, control ... & automation + Experience in implementing / managing Governance Risk Compliance tool + Project management skillset...a matrixed and decentralized operating model + Ability to lead / participate in a hybrid function or team… more
- Bank of America (New York, NY)
- …of problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses + ... Compliance and Operational Risk Executive New...risks in a timely manner. **Responsibilities:** + Oversees the assessment of risks, associated controls and their effectiveness, while… more
- MTA (New York, NY)
- …and integration of risk protocols. + Establish and maintain risk assessment databases, monitor long-term implementation timelines, and assist departments ... Vice President, Compliance & Risk Management Job ID:...manage critical interactions with internal and external oversight entities, lead the implementation of corrective actions, and coordinate emergency… more
- TD Bank (New York, NY)
- … risk coverage which may require alignment across multiple areas + Contributes to the risk assessment process to develop the divisional annual plan + Acts as ... and diverse audit team for an area of significant risk , complexity or scope + People Manager role that...lead audit advisor to management and respective teams for… more
- Ankura (New York, NY)
- …polished thought leadership. Professional and conceptual agility to design and execute compliance risk mitigation and information security solutions that are ... At Ankura, we know that collaboration drives results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six practices focused… more
- TD Bank (New York, NY)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... opportunities and develop detailed documentation. Will support the implementation of appropriate risk frameworks and will lead related management activities to… more
- TD Bank (New York, NY)
- …compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk assessment , reporting and/or analytical support in a timely ... assessment activities for designated business using TD's enterprise AML/ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments (monitoring, … more
- TD Bank (New York, NY)
- …this role supports management in delivery of initiatives related to risk assessment , internal/external exam support, etc. The Governance, Regulatory ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support...analysis, updates tools and/or supports training activities specific to risk assessment + Leads development of processes,… more
- City of New York (New York, NY)
- …with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- American Express (New York, NY)
- …control frameworks (eg, COSO) **Preferred Qualifications:** + Demonstrated experience understanding risk assessment of IT processes, examining IT controls, and ... governance framework and testing program to manage financial reporting risk in compliance with the company's 2LOD...work with the broader team to leverage the new Risk and Control Self- Assessment framework to ensure… more
- American Express (New York, NY)
- …keen ability to learn new technology quickly and easily. + Understanding of risk assessment methodologies, frameworks and industry standards. + Deep knowledge of ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...present an effective credible challenge. + Provide operational resilience risk oversight by identification, assessment , control, measurement,… more
- TD Bank (New York, NY)
- …Prepares research, analysis, updates tools and/or supports training activities specific to risk assessment + Leads development of processes, procedures and ... or services + Acts as a technical expert / lead integrating cross-function understanding within their own field of...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support… more