- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90,000.00 - 167,200.00 _Please note ... ambition for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance … more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance … more
- CIBC (New York, NY)
- …with compliance partners and line of business management throughout the compliance testing process to ensure timely and transparent communication + Assist ... & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance Examination Specialist...offering both consumer and commercial loans. + CFTC registered swap dealer and SEC registered security-based swap … more
- Bank of America (New York, NY)
- …and CFTC swap dealer capital rules, including executing capital calculation testing and review and challenge of FOCUS report filings and calculations + Review ... Enterprise Financial Risk Capital Risk Manager Charlotte, North Carolina;New York, New York **Job...Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation… more