- Bank of America (New York, NY)
- Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... for leading and executing the second line of defense compliance and operational risk oversight...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Executive… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...status quo and striving to be best-in-class. As an Executive Director for Climate, Nature and Social Risk… more
- TD Bank (New York, NY)
- …ORM is accountable for the design and maintenance of TDBG's Operational Risk Management Framework, which encompasses enterprise-level policies, processes ... to assess and challenge the first line to ensure compliance with same. Internal Audit is the third line...and practices for identifying, assessing, mitigating and reporting operational risk . ORM also facilitates enterprise level… more
- American Express (New York, NY)
- …will you make an impact in this role? The VP of Issue Management and Operational Risk Events is responsible for defining and continuously enhancing the 1st Line ... of Defense's Issue Management and Operational Risk Events Programs, inclusive of ownership...management attention. Required Qualifications: + 8 Years experience in risk management (eg, within Risk , Compliance… more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- MUFG (New York, NY)
- …LoB RAS review and challenge, etc.) 5) Production of periodic operational risk scorecards and reports that provide executive management a consolidated view ... FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative...items + ORM SME reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance … more
- American Express (New York, NY)
- …you will help us define the future of American Express. Functional Description The Operational Risk Management (ORM) organization within Global Risk and ... (GRC) is responsible for conducting independent oversight and testing to assess operational risk across all business units, functions, processes and geographies… more
- Dow Jones (New York, NY)
- …to safeguard key leaders and corporate events. + Address unique and fluid executive risk profiles ensuring alignment with corporate policies and objectives. This ... Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS...Risk , Safety and Resilience (GRSR) team manages our operational risks and advises the business on other commercial,… more
- City of New York (New York, NY)
- …measures for improvement where needed. The office of Risk Management and Compliance is recruiting for one (1) Executive Agency Counsel to function as ... This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Executive Assistant **Requisition ID:** 227582 **Salary Range:** 61,200.00..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Executive Specialist to support segment leaders within the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Executive Assistant - Corporate Banking **Requisition ID:** 227369..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- City of New York (New York, NY)
- …(MAP), is recruiting for one (1) Administrative Manager NM-III, to function as the Executive Director, of the Office of Mail Renewal, Managed Care Program (MCP), and ... Third-Party Health Insurance, who will: Under the executive direction of the MAP Assistant Deputy Commissioner (ADC)...broker for the managed care program) to ensure the operational integrity of MAP's managed care program. The Third-Party… more
- CUNY (New York, NY)
- University Deputy Executive General Counsel (Multiple vacancies) **POSITION DETAILS** The Office of the Senior Vice Chancellor for Legal Affairs and General Counsel ... accomplished and dynamic legal professional to serve as Deputy Executive General Counsel. The attorney serving in this ...the University's 26 constituent colleges. Its services touch all operational areas of the University and its campuses and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Investment Banking (CIB) Markets COO division is seeking an Executive Director to join the CIB Markets Business Aligned...COO teams as well as other support functions (eg, Compliance , Testing, Risk , Operations, Technology, Legal, Audit… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (New York, NY)
- The CSIS Executive Protection Security Officer is a senior level role responsible for the support of Citi Executive Protection. The overall objective is to ... provide high level Executive Protection and ensure the overall safety of Citi...confidentiality of business and personal matters + Manage day-to-day operational activities within span of control, to include protective… more
- City of New York (New York, NY)
- …innovative procedures to ensure adherence to quality standards in order to reduce fiscal risk to the city. Ensure proper compliance with federal, state, and ... partnership among the Department of Social Services, DOCCS and the National Executive Council (NEC), a nonprofit organization affiliated with the Columbia Center for… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more