- JPMorgan Chase (New York, NY)
- …quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance , Conduct & Operational Risk (CCOR) (AI) - Vice President within the D&A CCOR ... You will provide independent second-line coverage for compliance , conduct , and operational risk management oversight to the firm's central Data… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan. As part of Compliance , Conduct and Operational Risk (CCOR), you are at the center of keeping JP Morgan Chase strong and ... Office. This position requires expertise and experience in privacy governance, compliance , and operational risk . Familiarity with key privacy laws, rules,… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Compliance Risk Management Director within the Compliance , Conduct and Operational Risk (CCOR) organization, you will ... of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk , and other Control functions. An additional key function… more
- JPMorgan Chase (New York, NY)
- … Executive Director on our New York based team and within the Compliance Conduct and Operational Risk (CCOR) organization, you will need to be ... operational , technology, and control organizations. **Job Responsibilities** + Identify and manage compliance and conduct risk related to sales and… more
- CBRE (New York, NY)
- Operational , Risk and Compliance Manager Job ID 216261 Posted 22-Apr-2025 Service line Advisory Segment Role type Full-time Areas of Interest Property ... States of America **About The Role:** As a CBRE Operational , Risk and Compliance Manager,...refine and implement standard processes and ensure engagement and compliance . + Develop training materials and conduct … more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT...WILL YOU DO? * Support the development of strong risk culture, risk conduct , and … more
- City National Bank (New York, NY)
- …functions, providing independent oversight and challenge to ensure effective implementation of Operational Risk practices in compliance with regulatory and ... * OPERATIONAL RISK EVENTS PROGRAM MANAGER* WHAT...compliance and adequacy * Manage metrics to assess risk , compliance and performance of the program… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the company,… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Operational Risk Analyst with marketing risk experience to join their team. As a Market Risk ... of the Risk Control Self-Assessment (RCSA) framework, identifying and assessing operational risk within market risk functions. + Prepare detailed… more
- City of New York (New York, NY)
- Job Description This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City ... agencies in assessing their operational , financial and compliance risks, eliminating and...individual City agencies to help them create and enhance risk management and compliance programs and develop… more
- Grant Thornton (New York, NY)
- …former commissioned bank examiner with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk management, background highly ... Research, analyze, and understand current marketplace issues and emerging risk and regulatory requirements and guidance + Conduct...preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk … more
- TD Bank (New York, NY)
- …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... a mission to build a more resilient and scalable compliance risk management function. As part of...assess the Digital Advisor's impact on client outcomes and operational compliance . + Monitor and assess vendor… more
- Amazon (New York, NY)
- …legal, finance, tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions. This position requires the ... Conduct comprehensive audits of carrier partners to verify compliance with: Legal requirements, Contractual obligations, Business practice standards,… more
- Santander US (New York, NY)
- … Risk Associate New York, United States of America The Senior Digital Payments Risk Associate (Sr. Associate, Operational Risk ) will be responsible for ... Real-Time Payments (RTP) Implementation & Support: SLOD lead providing operational risk oversight to support end-to-end implementation...Systems Risk Policy, Standards, and internal related risk policies. + Conduct risk … more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct risk , including but not limited to ... and leverage broader Bank relationships, systems, and knowledge. + Conduct detailed Cyber and IT Risk assessments...responsibilities under the Operational Risk Management Framework, Regulatory … more
- TD Bank (New York, NY)
- … oversight experience + Proven experience managing regulatory interactions + Operational risk oversight and challenge and experience **Customer ... + Meets with business partners and leaders to determine Risk strategies and compliance culture + Takes...Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... risk reports and distribute to relevant stakeholders. + Conduct margin and collateral adequacy analysis and margin requirement...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Marex (New York, NY)
- …alignment between US Risk and UK Risk teams. + Work with Operational Risk to perform RCSAs on acquisitions. + Work with Change Management to perform ... CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Creates a ... leveraging technology, data analytics, and automation to improve effectiveness. Regulatory Compliance & International Risk Management + Ensure the AML… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct risk , including but not limited to ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, and the Code of Conduct .… more