- Citigroup (New York, NY)
- The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...franchise and connect with key clients + Coordinate with Sales , Research, CMand and other organizations across Markets and… more
- MUFG (New York, NY)
- …next medium term business plan. You will be working closely with MUFG's sales representatives to provide often bespoke trading solutions, to corporate, ... and enhance trading tools contributing to system platform upgrades. Produce own Trading research and work along with Sales team to leverage it. **Work… more
- MUFG (New York, NY)
- …of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material ... job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended… more
- JPMorgan Chase (New York, NY)
- …**Job Responsibilities** + Identify and manage compliance and conduct risk related to sales and trading of physical commodities , financial OTC derivatives and ... striving to be best-in-class. As a Commodities Compliance Executive Director on our New York based team and within...capabilities, and skills** + Experience providing compliance oversight for trading business engaged in OTC and Futures … more
- Capital One (New York, NY)
- …Communications Surveillance Program and Trade Surveillance for Capital One's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. ... prorated based upon the agreed upon number of hours to be regularly worked. Sales Territory: $181,800 - $207,500 for Director , Risk Management McLean, VA:… more
- MUFG (New York, NY)
- …necessary. + **Counterparty Credit** : The individual will work with the Front Office ( Sales & Trading and Credit Underwriting) to support the establishment of ... trading limits for FX and derivatives for a range...the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are… more
- Mizuho Corporate Bank (New York, NY)
- …+ Equity and trading or research (including equities, electronic and program trading , equity research, sales , trading mandates, markets conduct and ... to ensure activities are coordinated. + Work with IADA Director /MD and equity & futures management to...and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and… more
- Citigroup (New York, NY)
- …We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, Finance and HR; ... dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures , Listed Derivs, FXPB) where Citi has a significant growth program to… more
- S&P Global (New York, NY)
- …not eligible for additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive additional S&P Global benefits. ... products. + Experience working with large datasets in Equity, Commodities, Forex, Futures and Options asset classes. + Experience with Index/Benchmarks or Asset… more
- CIBC (New York, NY)
- …client exposures versus approved risk limits + Support Prime Services Sales , Transition, and Client Account Management teams: analyze prospective client portfolios ... API + Experience with risk management of equities, listed equity options, futures , convertible debt, and corporate bonds + Knowledge of alternative asset management,… more
- Scotiabank (New York, NY)
- …involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission merchant, ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy,… more