- TD Bank Group (New York, NY)
- …in Compliance and Global Control Room Experience managing complex regulatory remediation . Familiarity with regulations and compliance strategies and risk ... and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global… more
- Scotiabank (New York, NY)
- Director , Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and… more
- Citigroup (New York, NY)
- …Communications and Reporting Director leads the directional strategy of regulatory remediation progress reports to regulators and internal reporting to ... that are transparent, comprehensive and clear. This role reports to the Finance Regulatory Engagement & Oversight Managing Director based in New York.… more
- TD Bank (New York, NY)
- …in Compliance and Global Control Room + Experience managing complex regulatory remediation . + Familiarity with regulations and compliance strategies and risk ... and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global… more
- Citigroup (New York, NY)
- …expectations related to compliance risk management and control frameworks for a large global organization. + Global regulatory relationships - Helps manage ... The Audit Director is a senior level management position responsible...Compliance Transformation, provide real time independent effective challenge to remediation efforts. Proactively manages IA's relationships with key business… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- American Express (New York, NY)
- …Financial Crime risk for GMNS Business Units + Monitor developments in both Global Financial Crime Standards and regulatory requirements, and support the ... line Global Financial Crimes Compliance (GFCC) teams to interpret regulatory guidance and ensure business alignment with enterprise standards. + Monitor key… more
- SMBC (New York, NY)
- …implementation of critical data model transformation and data quality control remediation projects. Regulatory Coordination: + Communicate with regulators on ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...to help ensure that the bank appropriately addresses the regulatory risks relative to the Rule. The position will… more
- Citigroup (New York, NY)
- …Data Concerns and Data issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance, Compensating Controls validation and ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
- Scotiabank (New York, NY)
- …internal policies and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to ... Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... global role, the incumbent will work with the Trade...prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO.… more
- American Express (New York, NY)
- … plans for identified compliance weaknesses and monitor the status of the remediation plans. + Liaise with regulatory agencies, as required, during examinations ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** ** Director - Model Risk Governance** Model Risk Management Group (MRMG) is responsible for the ... model risk management of all American Express models. The role ( Director , Model Risk Governance) will report to Head of Model Risk Governance and lead a team to… more
- Citigroup (New York, NY)
- …Create and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met. **Role Overview** Sitting within the ERM Data ... timeliness, and integrity of data. + Lead data quality remediation efforts and work with cross-functional teams to resolve...management and its impact on risk reporting and financial regulatory compliance. + Ability to influence and negotiate with… more
- American Express (New York, NY)
- …risk and analytics on #TeamAmex. Enterprise Data Risk Management ("EDRM"), within Global Risk & Compliance Organization, is the independent risk management function ... loss, reputational damage, loss of competitive advantage, and increased regulatory scrutiny across the globe. EDRM is hiring a... scrutiny across the globe. EDRM is hiring a Director who will play a pivotal role in supporting… more
- SMBC (New York, NY)
- …+ Exposure to various Liquidity, Interest Rate Risk, Capital Regulations. Experience in Regulatory remediation and / or CCAR implementation is a plus + ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...individual, with relevant industry experience for the position of Director , within CUSO Treasury. The candidate will lead various… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas...portfolio of benefits to its employees. **Role Description** The Director - Risk Data Management role will be within… more
- Citigroup (Rutherford, NJ)
- …years of managerial experience + Relevant experience in Risk Management, including regulatory remediation initiatives + Solid understanding of relevant banking ... the production environment, reducing complexity, optimizing management of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk,… more
- Citigroup (New York, NY)
- Services provides global solutions that help corporations, financial institutions, public sector and commercial clients optimize operations and drive their business ... capital solutions, post-trade securities services and issuer services across Citi's global network. The Services organization seeks a Change Management senior… more
