- Citigroup (New York, NY)
- …collaborating across all relevant functions. + Provide design oversight over the Regulatory Remediation activities to influence and collaborate across functional ... the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting....The individual will support effective decision making in the remediation of critical gaps in regulatory reporting… more
- Scotiabank (New York, NY)
- Director , Global Sanctions Regulatory and Emerging Risks **Requisition ID:** 228912 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary ... to meet the ever-evolving sanctions risks. **What You'll Do** The Sanctions Regulatory Emerging Risks Director oversees the identification, assessment, and… more
- TD Bank (New York, NY)
- …in Compliance and Global Control Room + Experience managing complex regulatory remediation . + Familiarity with regulations and compliance strategies and risk ... and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global… more
- American Express (New York, NY)
- …connection point with the second-line Global Risk & Compliance (GRC) teams. This Director of Regulatory & Audit Exam Management will be responsible for ECM's ... and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you...+ Challenge and advise action owners on risk management remediation efforts with a audit and regulatory … more
- S&P Global (New York, NY)
- …**The Impact:** The Managing Director - Criteria SME will report to the Global Head of Structured Finance Methodologies and will be part of a team that is ... the Role:** **Grade Level (for internal use):** 14 **The Team:** The S&G Global Methodologies team is responsible for the development of the analytical frameworks… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit** **Review** **O** **fficer** **The** **Role** **:** Lead ... Review Officer, you will join a team of risk management professionals representing S&P Global 's third line of defense over a range of analytical activities with an… more
- Citigroup (New York, NY)
- **Team Mission:** Maximize revenue, funding and investment opportunities: The Global Markets Issuance (GMI) team aims to maximize revenue from Citi's issuance ... redesigning or consolidating other meetings/forums. Special attention to be paid to regulatory -driven business reviews such as those related to i) the FCA Consumer… more
- American Express (New York, NY)
- …and progress by creating a culture of risk awareness and proactivity around regulatory matters. As the Director of the Compliance Issues Management Program, ... your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent...safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- TD Bank (New York, NY)
- …with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in ... you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... global role, the incumbent will work with the Trade...prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO.… more
- American Express (New York, NY)
- … plans for identified compliance weaknesses and monitor the status of the remediation plans. + Liaise with regulatory agencies, as required, during examinations ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading… more
- SMBC (New York, NY)
- …transformation programs or portfolio of transformation programs with a focus on regulatory remediation and regulatory defense programs. The position ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- Citigroup (New York, NY)
- …ie RCSA + Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit ... Citi Global Markets provides world-class solutions and an unmatched...also requires relevant experience in ensuring compliance with E-Trading regulatory requirements, namely MAR (15c3-5), as well as supporting… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)… more
- American Express (New York, NY)
- … regulatory stakeholders, highlighting risk concentrations, issue trends, and remediation effectiveness. + Coordinate with various compliance teams to align on ... will help us define the future of American Express. ** Director - Finance Data Governance (NY)** We are seeking...issues and risks that impact financial integrity, reporting, and regulatory compliance. The ideal candidate will bring deep expertise… more
- American Express (New York, NY)
- …responsible for the model risk management of all American Express models. The role ( Director , Model Risk Governance) will report to Head of Model Risk Governance and ... lead global team based out of US and India to...the development and execution of model risk governance, ensures regulatory compliance, manages model and tool inventories, oversees validation… more
- Citigroup (Rutherford, NJ)
- …experience + Substantial experience in Financial Services Risk Management, including regulatory remediation initiatives; Experience working in a regulatory ... all the Compliance and Risk Management books of work with specific focus on regulatory deliverables and product management alignment. This Director will need to… more
- SMBC (New York, NY)
- …+ Exposure to various Liquidity, Interest Rate Risk, Capital Regulations. Experience in Regulatory remediation and / or CCAR implementation is a plus + ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...individual, with relevant industry experience for the position of Director , within CUSO Treasury. The candidate will lead various… more
- American Express (New York, NY)
- …that lead our business forward. Whether it's negotiating with some of our largest global partners or creating next year's financial plan, you can influence both our ... this role? As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory...+ Support the development of management action plans / remediation activities and assist in the closure of MRA's… more