- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance...10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but… more
- TD Bank (New York, NY)
- …the registration, licensing, entity filing and employee matters in connection with TD's US Wholesale businesses. The Director Compliance TDS oversees/leads a ... **Work Location** : New York, New York, United States of America **Hours:** 40...for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy systems into agile, cloud-native solutions… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... **Work Location** : New York, New York, United States of America **Hours:** 40...investment banking Functions including M&A, Debt and Equity Capital Markets . The Director Compliance TDS… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is ... seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing and mitigating conflicts of… more
- Ankura (New York, NY)
- …Security professional and program leader in a company, professional services firm, or US Government . Demonstrated expertise in cyber compliance assessments . ... that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services… more
- Wolters Kluwer (New York, NY)
- …and Compliance ** + Maintain and monitor Quality Management System (SOPs/WIs) in compliance with ISO 13485, US Quality System Regulation for SaMD regulated by ... product compliance . + Prepare documentation and third-party testing for US and global registrations, license renewals, new product registrations, and product… more
- New York Power Authority (White Plains, NY)
- Director Operations Control Systems Location: White Plains, US **Summary** Leads research, design, and development activities to improve NYPA's energy services. ... executed, established, and/or maintained for the standards and requirements to which the Director is assigned in NYPA's Compliance Responsibility Matrix and that… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Position Overview: The Corporate Tax Compliance Associate will support the VP/Executive Director of Compliance in managing the company's tax ... Tax Provision: + Prepare and calculate quarterly and annual tax provisions, ensuring compliance with US GAAP. + Reconcile tax accounts and maintain accurate… more
- Cushman & Wakefield (New York, NY)
- …culture of accountability, transparency, and trust. As a key leader in our Ethics & Compliance team, the Director will also play a critical role in developing ... **Job Title** Director , Global Data Privacy **Job Description Summary** We...individual will serve as the enterprise-wide privacy expert, ensuring compliance with complex international laws, mitigating risk, and driving… more
- Cognizant (New York, NY)
- …assist clients on their digital transformation needs. The qualified candidate can live in the United States , will work remotely, and must be able to travel as ... Flexible & Collaborative. **Work Authorization** Must be legally authorized to work in the United States without the need for employer sponsorship, now or any… more
- Scotiabank (New York, NY)
- …support your unique family, financial, physical, mental, and social health needs. \#GBM2025 Location(s): United States : New York : New York City Scotiabank is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate...of trading in equities, fixed income, FX, and derivatives markets , as well as market abuse and… more
- Scotiabank (New York, NY)
- …of the Loan Capital Markets LATAM team based in New York, United States , ensuring the origination, structuring and syndication of loans for Scotiabank's ... Associate Director , Loan Capital Markets LATAM **Requisition...Markets LATAM & indicate job code NE042125WEB. Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $300,000 USD TD is ... Develop extensive network of internal contacts across groups including capital markets , syndicates, in-house legal, compliance , business management and external… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Associate Director , Global Capital Markets Documentation, GBM,...Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Director , Equity Sales Trader; Global Banking & Markets ; New York, New York **Requisition ID:** 218412 **Salary...Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100… more
- CIBC (New York, NY)
- …40 **Skills** Analytical Thinking, Capital Markets , Client Consultations, Financial Markets , Financial Modeling, Global Market , Investments, Market ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) What You'll Be Doing The Capital Markets arm of CIBC provides corporate, government and institutional… more
- PNC (New York, NY)
- …At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience ... valued and have an opportunity to contribute to the company's success. As a Capital Markets Managing Director I - Trading within PNC's Capital Markets … more