• Internal Audit - Equities

    Mizuho Corporate Bank (New York, NY)
    …including reviewing the approach, testing and reports for issues (eg regulatory, third-party and internal audit ) related to equity , futures & research. In ... About the Team The Internal Audit Department Americas (IADA) provides...the areas below highly preferred (but not required): + Equity and trading or research (including equities ,… more
    Mizuho Corporate Bank (05/07/25)
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  • Senior Manager, Internal Audit

    Mitsubishi Chemical Group (New York, NY)
    **Senior Manager, Internal Audit (2048)** + Title:Senior Manager, Internal Audit + Group Company: Mitsubishi Chemical America + Location:New York, NY ... Purpose Under the direction of the MCA Director of Internal Audit , this position will perform duties...of the position, candidate's work experience, education/training, job-related skills, internal peer equity , as well as market… more
    Mitsubishi Chemical Group (04/25/25)
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  • Regulatory Compliance Risk Senior Associate…

    Grant Thornton (New York, NY)
    As a Financial Services Internal Audit Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... years of related work experience working in compliance, risk management or internal audit departments at commercial/retail banks or other financial institutions,… more
    Grant Thornton (04/25/25)
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  • Compliance & Internal Audit Senior

    Moss Adams LLP (New York, NY)
    **Compliance & Internal Audit Senior** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a culture of talented people who ... deliverables. We are seeking a Senior for Compliance and Internal Audit to be part of our...for the position, actual pay may vary based on internal equity , knowledge, experience, skillset, and geographic… more
    Moss Adams LLP (04/04/25)
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  • Compliance & Internal Audit

    Moss Adams LLP (New York, NY)
    **Compliance & Internal Audit Experienced Staff** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a culture of talented ... focuses on providing grant management and compliance consulting services, internal audit services, and policy and procedure...for the position, actual pay may vary based on internal equity , knowledge, experience, skillset, and geographic… more
    Moss Adams LLP (04/04/25)
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  • Audit Project Manager-Finance

    US Bank (New York, NY)
    …for team members to ensure engagements are completed in conformance with internal audit policies and procedures. **Primary Responsibilities:** -Supervising ... relevant facts to support audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing issues to ensure potential exposures… more
    US Bank (05/02/25)
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  • Senior Manager, GBM Audit COO Office…

    Scotiabank (New York, NY)
    …drive ambition for every future! **Purpose** As the 3rd Line of Defense, Internal Audit provides enterprise-wide, independent, and objective assurance over the ... needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional ...our customers safe. **What You'll Do** + Collaborate with Internal Audit Management and functional teams to… more
    Scotiabank (05/07/25)
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  • Senior Audit Manager, US Loan Review

    Scotiabank (New York, NY)
    …**Purpose** The Audit Manager/Senior Audit Manager supports/leads and oversees the internal audit and loan review activities in support of the Audit ... Senior Audit Manager, US Loan Review **Requisition ID:** 210150...needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional … more
    Scotiabank (04/05/25)
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  • Audit Project Manager (Auditor-In-Charge)…

    US Bank (New York, NY)
    …training for team members to ensure engagements are completed in conformance with internal audit policies and procedures. Duties Supervising audit staff ... relevant facts to support audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing issues to ensure potential exposures… more
    US Bank (05/03/25)
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  • Audit & Compliance Manager, Transportation…

    Amazon (New York, NY)
    …- Clearly communicate audit findings to carrier partners - Prepare internal audit reports and compliance documentation - Collaborate with cross-functional ... related to business processes, risk mitigation, program compliance, regulatory compliance, internal audit , or other control and assurance functions Preferred… more
    Amazon (05/01/25)
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  • Audit Director, Tech - Financial Crimes…

    TD Bank (New York, NY)
    …The Audit Director, Tech - Financial Crimes is a leader within Internal Audit responsible for overseeing, planning, executing the audit activities ... Systems Security Professional (CISSP), Certified Public Accountant (CPA), or Certified Internal Auditor (CIA) + Technology audit experience for Financial… more
    TD Bank (05/06/25)
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  • Compliance Audit & Exam Specialist

    TD Bank (New York, NY)
    …and other activities** + **Centralized policy and reports inventories** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , and prepares periodic reporting to multiple stakeholders.… more
    TD Bank (05/03/25)
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  • Senior Audit Group Manager IT Audit

    TD Bank (New York, NY)
    audit plan. **Preferred Experience:** + CISA Certification + CAMS/CFE Certification + Internal IT Audit experience, leading audit team as well as ... who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a… more
    TD Bank (04/24/25)
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  • AVP Senior Auditor - IA Equities and Spread…

    Citigroup (New York, NY)
    audit processes improvements, including the development of automated routines + Apply internal audit standards, policies, and regulations to provide timely ... Other job-related duties may be assigned as required. **Job Family Group:** Internal Audit **Job Family:** Audit **Time Type:** Full time **Primary… more
    Citigroup (03/04/25)
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  • Internal Auditor - Investment Management

    Neuberger Berman (New York, NY)
    …classes. You will work in close collaboration with other members of the Internal Audit department, Legal & Compliance, Operations, Risk, Front Office personnel, ... across the Firm's business lines and support functions spanning equity , fixed income, private wealth management and alternatives asset...+ CPA, CFA preferred + 6 - 10 years internal and/or external audit experience; asset management… more
    Neuberger Berman (03/20/25)
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  • Audit Manager II - Nfrm

    TD Bank (New City, NY)
    …given audit and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks for assigned business lines and/or ... who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the… more
    TD Bank (04/30/25)
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  • Audit Manager II - Compliance

    TD Bank (New City, NY)
    …given audit and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks for assigned business lines and/or ... who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is accountable for overseeing the… more
    TD Bank (02/21/25)
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  • Audit Manager II (US) Financial Crimes

    TD Bank (New York, NY)
    …given audit and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks for assigned business lines and/or ... who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the… more
    TD Bank (05/02/25)
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  • Sr IT Group Audit Manager (US)…

    TD Bank (New York, NY)
    …leads and execute audits and has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned business lines + ... can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope** + Provides people management leadership by… more
    TD Bank (04/15/25)
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  • Senior Manager Clinical Study Lead…

    Regeneron Pharmaceuticals (Armonk, NY)
    …project audit and inspection readiness through the study lifecycle + Supports internal audit and external inspection activities and contributes to CAPAs as ... + Ensures accurate budget management and scope changes for internal and external studies + Oversees and provides input...(depending on location) health and wellness programs, fitness centers, equity awards, annual bonuses, and paid time off for… more
    Regeneron Pharmaceuticals (03/04/25)
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