- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance Testing… more
- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90,000.00 - 167,200.00 _Please note that ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- Robert Half Finance & Accounting (New York, NY)
- …consultancy firm or investment advisor/wealth manager . The candidate must have Compliance Testing experience relating to SEC, FINRA and CFTC Regulations. The ... manager , compliance consultancy firm or investment advisor/wealth manager + Compliance Testing experience relating to SEC, FINRA and CFTC Regulations… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will be ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... new and existing consumer and small-business products and services. 13. Conducts compliance monitoring/ testing reviews and risk assessments of key regulations as… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing ** **The Team:** Digital Solutions ... Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit. + Lead efforts in defining and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the inherent risk… more
- TD Bank (New York, NY)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... described in the US Compliance Operating Framework (COF) including: Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk… more
- Deloitte (New York, NY)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" pique your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Manager , you will work within an engagement team and… more
- Danaher Corporation (New York, NY)
- …System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Senior Manager , Compliance / Compliance Counsel ... passionate about improving health care through fast, accurate diagnostic testing . Our mission drives us, every moment of every...of settings. As a member of Cepheid Legal and Compliance , you can make an immediate, measurable impact on… more
- TD Bank (New York, NY)
- …in the US Compliance Operating Framework (COF) including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk ... support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …in the US Compliance Operating Framework (COF) including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk ... support the lending activities of Wealth Banking.** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence… more
- DoorDash (New York, NY)
- …experienced program manager to help us jumpstart our legal compliance program. This high-visibility, high-impact role will require close partnerships with legal, ... of offerings and products. About the Role As a compliance -focused program manager , you will help build,...while enabling business objectives. + Lead initiatives to automate compliance processes such as risk assessments, control testing… more
- CIBC (New York, NY)
- …with compliance partners and line of business management throughout the compliance testing process to ensure timely and transparent communication + Assist ... and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance Examination Specialist is accountable for… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation ... and maintaining effective communications and reporting. The successful Vice President, Compliance Transformation Project Manager has demonstrated experience in… more
- Eurofins (New York, NY)
- …is an international life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make life and our ... ingredients are authentic, and labelling is accurate. Eurofins is dedicated to delivering testing services that contribute to the health and safety of society and… more
- TD Bank (New City, NY)
- …details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is accountable for overseeing the planning and execution for audits ... audits, forming conclusions, communicating scope/findings to business line. + Performs testing of critical areas of audit. Performs review of audit documentation.… more
- TD Bank (New City, NY)
- …details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is accountable for overseeing the planning and execution for audits ... audits, forming conclusions, communicating scope/findings to business line. + Performs testing of critical areas of audit. Performs review of audit documentation.… more