- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC Capital Markets, Inc. (CM) is seeking a Market Risk Governance Associate within its Risk ... on centralizing efforts to enhance the efficiency of our risk organization in the US. The Associate ...compliance with CFTC/NFA and SEC/FINRA regulations and uphold the market risk governance framework across… more
- Wells Fargo (New York, NY)
- …and implement corporate governance frameworks and policies. + Ensure that governance processes are efficient and effective, including risk and control ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Broadridge Financial Solutions (New York, NY)
- …to work remote. Responsibilities + Lead the governance of all market data operations, ensuring effective risk management, compliance, and audit readiness ... others along the way, come join the Broadridge team. Summary As Senior Director, Market Data Governance & Vendor Relations, you will serve as the strategic… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Capital Markets, Inc. is seeking a highly skilled Associate for Market Risk to join our esteemed Market ... is both comprehensive and forward-thinking. **Role Responsibilities** As an Associate for Market Risk , you...to uphold our high standards of compliance. - Enhance governance frameworks, contributing to the continuous improvement of our… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** **The** ** Associate - Risk Data Management role will be within the Risk ... the current compensation paid in their geography and the market for similar roles at the time of hire....Risk Data Management.** **Role Objectives** + Execute data governance , improve operational data quality, and implement BCBS 239… more
- SMBC (White Plains, NY)
- …Officer Vice President (VP), Director of Operational Risk , and Head of Non-Financial Risk , the Associate supports the Second Line of Defense Risk ... operational risk framework independent of the businesses' risk appetite statements. The Associate is responsible...and KRIs including alignment to taxonomies (ie, process, control, risk , etc.) + Handle the governance and… more
- CIBC (New York, NY)
- …LOBs and Capital Markets infrastructure partners (ie Finance, Operations, Technology, Risk Management, Compliance, Privacy, Audit), regarding CIBC's governance ... between all Capital Markets Front Office teams, and the Infrastructure and Risk / Compliance Partners. The Team supports the Capital Markets Front Office businesses… more
- JPMorgan Chase (New York, NY)
- …dive deep into market trends, shape offerings, and ensure compliance. As a Market and Product Expansion Associate in Real Estate Banking, you support the ... for our products. As an emerging member of the Market and Product Expansion team, you gain skills and...Follows and assists with the development of the product's risk and compliance model + Identifies inefficiencies in regulatory… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... Capital Markets (ECM) team is seeking an Investment Banking Associate , Consumer & Retail to join our New York...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Santander US (New York, NY)
- Receivables Finance/Securitization Product Specialist - Global Transaction Banking Associate Country: United States of America **Your Journey Starts Here:** ... the possibilities **We Want to Talk to You!** The Associate is responsible for: + Structuring, pricing, and execution...portfolio. + Leading the internal approval process with the risk , middle office and other support areas. + Engaging… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... this role:** Wells Fargo is seeking an Equity Research, Associate - Insurance sector. Learn more about the career...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance , control, and risk management behaviors in alignment with TD ... TD Cowen, a division of TD Securities, is looking for an Equity Research Associate to join its Healthcare, Biotechnology team in New York. Equity Research Analysts… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... IT asset management, and security architecture, helping to ensure insights and risk indicators are leveraged to enhance overall cyber defense and resiliency… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... its employees. **Overview** SMBC is seeking an experienced Audit Associate with a minimum of 3 years' experience in...related areas and present ideas for improvement. + Facilitate risk issue tracking to promote timely remediation. + Track… more
- Neuberger Berman (New York, NY)
- EMPLOYER: Neuberger Berman Group LLC TITLE: Associate Portfolio Manager LOCATION: New York, NY (Option to work remotely from any location in the US) DUTIES: Develop ... of financial instruments, with a specialization in Environmental, Social, and Governance (ESG), for Global, US, and international portfolios as institutional SMAs,… more
- Dow Jones (New York, NY)
- ** Associate , Business Operations** **About Us** Dow Jones is a global provider of news and business information, delivering content to consumers and organizations ... Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance, Dow Jones Newswires, OPIS and Chemical... & Compliance, Dow Jones Newswires, OPIS and Chemical Market Analytics. Dow Jones is a division of News… more
- Insight Global (New York, NY)
- …operations associate will be responsible for the total oversight governance framework for fund administrators, custodians, and brokers. Coverage and oversight of ... Investment Banking industries is looking for a Banking Operations Associate to sit onsite in New York City. This...to represent and drive work streams Comply with internal risk frameworks and industry regulations to reduce risk… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The** **Role:** Associate Director of Data Science - RAG, NLP, LLM and GenAI S&P is a leader in risk ... that the models are designed and developed while adhering to specified standards, governance and best practices in ML model development as specified by senior Data… more
- Synchrony (New York, NY)
- …the quality of validation results and the compliance of validation and governance processes, drives communications and timelines with minimal guidance. + Provide ... which are used by various businesses and functions within Synchrony to support credit risk , interest rate risk , liquidity risk , deal pricing, valuations,… more