- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At ... are guided by a common purpose to help make financial lives better through the power of every connection....overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations.… more
- Mizuho Corporate Bank (New York, NY)
- …Finance concentration preferred + 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls + ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Wells Fargo (New York, NY)
- …(BACO) for the Strategic Relationship Management Team, and Compliance subject matter expert for Non - Financial Regulatory Reporting (eg TRACE, SDR), and ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- HSBC (New York, NY)
- …with a focus on Non - Financial Risk Management, specifically related to Regulatory Reporting for the Broker Dealer and/or FCM + Knowledge of the SEC ... limited to: As our Vice President Compliance Risk Steward Regulatory Reporting you will: + Foster a...in this role: + Strong background in compliance in financial services, specific to the US Broker Dealer ("Broker-Dealer")… more
- Synchrony (New York, NY)
- … reporting program and team members ensuring timely, complete, and accurate financial reporting to our regulatory bodies + Oversee the process ... services industry + Minimum five years' experience with Regulatory / Financial Reporting as...time in position before they can post for future non -exempt roles. Employees, level 8 or greater, must have… more
- Mizuho Corporate Bank (New York, NY)
- …holistic basis is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non - Financial Risk (NFR) Team has built a ... the enterprise and is now expanding its focus to include dedicated oversight of Regulatory Reporting Risk. Position: We are seeking an experienced Regulatory … more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- TD Bank (New York, NY)
- …health reporting requirements + Analyzes emerging trends pertaining to regulatory changes, reporting or other departmental functions and provides ... enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying,… more
- TD Bank (New York, NY)
- …monitoring experiences as well as knowledge and experience with performing and non -performing real-estate secured servicing, credit reporting and disputes, auto ... issue validation environment** + **Knowledge and experience with performing and non -performing real-estate secured servicing, credit reporting and disputes, auto… more
- Citigroup (New York, NY)
- …reporting process. **Qualifications:** + 10+ years of extensive experience within the financial services industry and regulatory reporting . + In-depth ... FR Y-9C, Call Report, FR Y-15. Minimum 10+ years of financial analysis/ reporting experience, preferably US Regulatory Reporting experience (eg FR Y-9C,… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory ... decision making in the remediation of critical gaps in regulatory reporting and bolster the team's ability...Master's degree preferred **Job Family Group:** Finance **Job Family:** Financial Reporting **Time Type:** Full time **Primary… more
- Marex (New York, NY)
- …degree in accounting or finance and 10 years of experience in a clearing broker/dealer regulatory reporting role. + FINRA Series 99 required, FINRA Series 27 is ... strongly preferred. + Knowledge of Broker/Dealer financial regulatory rules, specifically hands on experience...with controls and their implementation as they relate to regulatory reporting . + Knowledge of accounting concepts,… more
- TD Bank (New York, NY)
- …and/or non -standard processes and requests of high complexity and risk/ financial impact + Researches and investigates a range of operational/ reporting / ... provide you more specific details for this role. **Job Description:** Preferred Qualifications: Reporting to the Manager, TDS G&C, the primary role of the Senior… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- Mizuho Corporate Bank (New York, NY)
- …Assist with business requirement development specifications, testing, and implementation of regulatory reporting system solutions. + Perform daily TriResolve ... teams to remediate trade disputes. + Monitor and reprocess non -OTC trade exceptions for CAT Reporting . Experience.... Experience and Skills Preferred: + BA/BS + Derivative Regulatory Reporting Experience + Derivative Industry and… more
- TD Bank (New York, NY)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities;** + **Internal Audit, regulatory ... LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment… more
- Scotiabank (New York, NY)
- …QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Actively participate in developing ... Reporting & Analytics team for Scotiabank to ensure regulatory compliance, prepare and enhance liquidity reporting ...degree in business, accounting, finance, mathematics or economics. A non -business degree combined with CFA or FRM would be… more
- Synchrony (New York, NY)
- …**Qualifications/Requirements:** + Master's degree and minimum of 5+ years of experience in regulatory reporting or compliance in financial services, with a ... submission of small business lending data to the Consumer Financial Protection Bureau (CFPB) in compliance with Section 1071...Act. + Role will focus on compliance with the regulatory reporting obligations for small business lending… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment,… more
- Amazon (New York, NY)
- …compliance requirements, optimize security control processes, and ensure timely delivery of regulatory commitments. As part of the team, you will own the strategy, ... enabling our team to effectively track, manage and respond to our global regulatory operations at scale. Key job responsibilities * Leverage your knowledge of major… more