- Guardian Life (New York, NY)
- The RIA Operations Specialist will serve as the expert on all aspects of our managed account model management and trading platform, as well as all associated ... custody, clearance, and order execution processing. The Operations Specialist will intimately understand how our...as point of contact for customer inquiries from our Investment Advisers, 3rd Party sponsors, and other internal Guardian… more
- CIBC (New York, NY)
- …of business controls in meeting regulatory compliance. Areas of coverage include: + SEC- registered investment advisor , + OCC regulated trust company, + SEC ... financial solutions, as well as cross-border banking services, to clients with North American operations . At our core, we are a relationship bank and strive to build… more