- Mizuho Corporate Bank (New York, NY)
- …challenges, and has excellent communication skills. Core Responsibilities + Develop and mature the regulatory reporting issues management process + Drive ... primarily function of the role is to support effective management of regulatory reporting issues . This includes maturing the regulatory issue … more
- HSBC (New York, NY)
- …or changes and engage with the key stakeholders in order to resolve regulatory reporting issues + Project Management experience + Minimum of a BA/BS ... Team Lead you will: + Thorough understanding of the regulatory reporting rules & environment and ensuring... Reporting (CFTC, CSA and SEC Securities-based Swap Reporting ) + Management of governance framework and… more
- Mizuho Corporate Bank (New York, NY)
- …of one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is ... The team's daily operations ensure the bank meets its regulatory reporting obligations and that data is...with data and using it to proactively identify potential reporting issues + Strong written and oral… more
- Mizuho Corporate Bank (New York, NY)
- …requirements and 5+ years of business analysis and relevant experiences in the Regulatory Reporting , Finance, Risk Management or related business functions. ... quality validation rules, prioritization and remediation of data quality issues and findings, and maintaining and updating the Business...5 years of experience in financial reporting , regulatory reporting , risk management , or… more
- Mizuho Corporate Bank (New York, NY)
- …maps to ensure comprehensive identification and treatment of regulatory reporting risks. Escalate significant or unresolved issues to senior leadership ... reports and presentations for senior management and regulatory stakeholders on regulatory reporting risks, oversight findings, and control enhancements.… more
- Bank of America (New York, NY)
- … routines ensuring the Global team is adherent to multiple Enterprise policies eg, Regulatory Reporting and Enterprise Data Management Standards * Effective ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...complex operational issues + Responsible for expense management , reporting and forecasting for operations areas… more
- Citigroup (New York, NY)
- …defining and implementing best practices. **About the Role** The Finance Regulatory Engagement, Governance & Reporting , Assistant Vice President contributes ... to the directional strategy of regulatory engagement and exam management . In this...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Competencies:** +… more
- TD Bank (New York, NY)
- …Testing, Branch Inspections, Risk Assessment, Regulatory Exams, etc.). **Depth & Scope:** ** Issues Management and Program Reporting ** + Facilitate the TD ... Core Compliance team that will oversee issues management , including managing and performing reporting on...detail, solid judgment, and the ability to evaluate complex regulatory business issues . + Project management… more
- Scotiabank (New York, NY)
- Data Specialist, Functional Lead ( Regulatory Reporting ) **Requisition ID:** 214671 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range ... Bank relationships, systems and knowledge. + Design and develop Regulatory reporting for Finance/US FBO Team +...reporting for Finance/US FBO Team + Support production issues from a data quality standpoint during both Finance… more
- TD Bank (New York, NY)
- …and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues . + Project management skills and ability… more
- Citigroup (New York, NY)
- … management , and Board. This includes leadership on significant regulatory correspondence; Consent Order Quarterly Progress Reporting ; agenda-setting and ... The Data Regulatory Advisory & Management team within...content development for data-related regulatory reporting and meetings (both routine and rapid response); content… more
- TD Bank (New York, NY)
- …requests + Researches and investigates a range of operational/ reporting /process issues and provides recommendations to senior management across the ... professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk matters. +… more
- TD Bank (New York, NY)
- …Program changes and support the maintenance of TDS RCM inventories, processes, and Issues Management in the MERLIN application. + Maintain a general ... the primary role of the Senior Analyst, TDS G&C Regulatory Compliance Management (RCM), is to support...systems interfaces, payment and funding processes, compensation rules, and regulatory issues + Skill in using analytical… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of ... will support and execute remediation of critical gaps in regulatory reporting and bolster the team's ability...the organization with opportunities to work directly with Executive Management and will interact very closely with other Finance… more
- TD Bank (New York, NY)
- …Compliance Oversight Analyst will participate in developing, and implementing and risk management reporting around business policies and procedures to ensure ... weaknesses + Responsible for the oversight of business partners' remediation of regulatory issues , including exercising discretion and independent judgment in… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of ... decision making in the remediation of critical gaps in regulatory reporting and bolster the team's ability...Reporting . + Assess the direct implications of new issues , determine their impact and required remediation. + Support… more
- Marex (New York, NY)
- …them. + Communicate with senior management as required. + Research regulatory issues and associated rules and interpretations to identify appropriate ... technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data,...and 10 years of experience in a clearing broker/dealer regulatory reporting role. + FINRA Series 99… more
- Wabtec Corporation (New York, NY)
- …Department to manage and resolve disputes with third parties relating to product regulatory issues , including potential claims against the company or claims by ... attorneys in the Legal Department. Areas covered include: ESG disclosure and reporting , product regulatory , stewardship and chemical compliance matters, and EHS… more
- TD Bank (New York, NY)
- …Office (CRCO) supports TD business lines in identifying, assessing, and implementing regulatory change. The Governance and Reporting Team supports the other ... throughout the Bank. + Provide routine and ad hoc regulatory change and inventory reporting (inclusive of...and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and… more
- RGP (New York, NY)
- …PER WEEK IN PHOENIX, ARIZONA. This Consultant will come from a Finance and Regulatory Reporting ( Regulatory Capital, Liquidity Risk) background and can ... analytical and data quality tools. + Provide ongoing support for Client's current Regulatory Reporting needs via existing platforms, working with upstream data… more