- Mizuho Corporate Bank (New York, NY)
- …Management) We are seeking an experienced Data Management & Regulatory Reporting Subject Matter Expert ( SME ) at the VP/Director level to join ... and credible challenge to ensure that our data governance frameworks and regulatory reporting processes produce accurate, complete, and timely US regulatory … more
- Capco, a Wipro Company (New York, NY)
- … subject matter experts, and analysts to deliver complex trade reporting and regulatory compliance solutions. + Oversee client engagements involving CFTC ... inspired by this domain. The Capital Markets team delivers expert consulting skills and deep product and functional knowledge...Capital Markets and Securities with a deep focus on regulatory reporting and compliance. + Demonstrated expertise… more
- Synchrony (New York, NY)
- …process, including ensuring appropriate training for all key stakeholders + Act as functional subject matter expert and partner closely with cross functional ... Job Description: **Role Summary/Purpose:** The VP, Controllership- Regulatory Reporting Leader is responsible for leading controllership efforts to prepare… more
- TD Bank (New York, NY)
- …where applicable and ensures appropriate action is taken where required + Acts as subject matter expert as practice resource lead for own area ... + Fosters an environment that promotes sharing of knowledge, information, skills, and subject matter expertise among the team; ensures timely management and… more
- TD Bank (New York, NY)
- …or related operational processes to all levels within the organization + Acts as a subject matter expert for LOB Finance area supported and provides ... to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so...of assets) + Participates in cross-functional/enterprise initiatives as a subject matter expert helping to… more
- TD Bank (New York, NY)
- …managing a specialized compliance area, business or function and leads a team of specialists + Subject matter expert for a functional area + Key contact for ... examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare… more
- Mizuho Corporate Bank (New York, NY)
- …is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non-Financial Risk (NFR) Team has built a repeatable and ... Resilience. Position: Operational Resilience Lead We are seeking an experienced Operational Resilience SME to join our NFR team as a key contributor to the second… more
- Citigroup (New York, NY)
- …personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of ... the Valuation Policy team within the Valuation Control Group (VCG) for Citi, reporting into the Global Head of Valuation Policy. The Valuation Control Group (VCG)… more
- TD Bank (New York, NY)
- …and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject matter expert helping to identify risk/provide ... supports TD business lines in identifying, assessing, and implementing regulatory change. The Governance and Reporting Team... Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to… more
- TD Bank (New York, NY)
- …on professional judgment regarding responsiveness and appropriateness. + Acts as the primary subject matter expert for certain Compliance Program elements ... requirements and to escalate instances of non-compliance. + Works independently as the senior analyst/ subject matter expert and may coach and educate others… more
- Citizens (New York, NY)
- …reporting to the Chief Compliance Officer. This individual will be the firmwide subject matter expert and process owner for licensing, registration, ... knowledge of Web CRD, Gateway, Form BD/U4/U5/BR processes, and regulatory reporting + Demonstrated experience managing a...sense of ownership and accountability Ideal Candidate Attributes + Subject matter expert who will… more
- Marex (New York, NY)
- …activities. + Serve as a subject matter expert (" SME ") on products, regulatory reporting , and broker-dealer operations by maintaining proficient ... Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily...providing real-time compliance advisory services and serve as the subject matter expert to Marex… more
- TD Bank (New York, NY)
- …and transaction lifecycle for own area and as applicable across TDS + Considered a subject matter expert within own unit + Executes on more complex ... payment methods like drafts and checks. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction...area + Represents the group as the lead or subject matter expert on initiatives/projects… more
- Marex (New York, NY)
- …to monitor business activities. + Serve as a subject matter expert on products, regulatory reporting , and broker-dealer operations by maintaining ... Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting .… more
- Citigroup (New York, NY)
- …and Finance teams for application deployment and maintenance + Act as the internal subject matter expert on the details of forecast models, systems ... in financial forecasting, liquidity and capital stress testing, data modeling, financial reporting , risk analytics, or regulatory reporting within a… more
- Citigroup (New York, NY)
- …interaction with internal audit and regulatory authorities + Act as the internal subject matter expert on the details of forecast production processes + ... role requires senior leadership capabilities, coordinating with senior stakeholders providing subject matter expertise in capital, liquidity and balance sheet… more
- Citigroup (New York, NY)
- …+ Strong experience working with multiple lines of defense. + Familiarity with regulatory reporting a plus. + Project Management skills a plus. ... (CTR). The Markets Capital Advancement team is a global team that are Capital SME 's for the Markets trading desks. This role will require interaction with senior… more
- City National Bank (New York, NY)
- …level. WHAT WILL YOU DO? * Serve as compliance subject matter expert for assigned areas. * Manage regulatory changes that impact business areas or ... or equivalent * Minimum 10+ years of lending and regulatory reporting in a data management environment...employment. An employer who violates this law shall be subject to criminal penalties and civil liability. *Represents basic… more
- TD Bank (New York, NY)
- …and support to analysts on matters related to portfolio and specialty + Typically a subject matter expert for a key functional Compliance area and business ... committees relating to designated business activities as required + Delivers relevant subject matter expertise and Compliance advice to business management +… more
- TD Bank (New York, NY)
- …providing specialized expertise or may lead a small team of specialists + Considered a subject matter expert within a given area working closely with ... + JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations,… more