- Mizuho Corporate Bank (New York, NY)
- …Management Lead (Operational Risk Management) We are seeking an experienced Data Management & Regulatory Reporting Subject Matter Expert (SME) at the ... and credible challenge to ensure that our data governance frameworks and regulatory reporting processes produce accurate, complete, and timely US regulatory … more
- Deloitte (New York, NY)
- Senior Consultant, Regulatory Reporting Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving ... reporting data, developing quality assurance programs, and remediating regulatory reporting issues + Defining regulatory...+ Experience in capital, liquidity, or stress testing + Subject matter expertise in banking products (eg,… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The VP, Controllership- Regulatory Reporting Leader is responsible for leading controllership efforts to prepare ... Y-11, FR Y-14Q and FR Y-15. You will lead regulatory reporting strategy, driving process improvement and...training for all key stakeholders + Act as functional subject matter expert and partner closely with… more
- Capco, a Wipro Company (New York, NY)
- … subject matter experts, and analysts to deliver complex trade reporting and regulatory compliance solutions. + Oversee client engagements involving CFTC ... experience in Capital Markets and Securities with a deep focus on regulatory reporting and compliance. + Demonstrated expertise in trade and transaction … more
- TD Bank (New York, NY)
- …where applicable and ensures appropriate action is taken where required + Acts as subject matter expert as practice resource lead for own area and provides ... + Fosters an environment that promotes sharing of knowledge, information, skills, and subject matter expertise among the team; ensures timely management and… more
- TD Bank (New York, NY)
- …related operational processes to all levels within the organization + Acts as a subject matter expert for LOB Finance area supported and provides guidance/advice ... physical control of assets) + Participates in cross-functional/enterprise initiatives as a subject matter expert helping to identify risk/provide guidance for… more
- Citigroup (New York, NY)
- …personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of ... the Valuation Policy team within the Valuation Control Group (VCG) for Citi, reporting into the Global Head of Valuation Policy. The Valuation Control Group (VCG)… more
- Mizuho Corporate Bank (New York, NY)
- …is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non-Financial Risk (NFR) Team has built a repeatable and ... our operational resilience frameworks and controls are robust, align with regulatory expectations and industry best practices, and are continuously improved. This… more
- TD Bank (New York, NY)
- …and support to analysts on matters related to portfolio and specialty + Typically a subject matter expert for a key functional Compliance area and business + ... committees relating to designated business activities as required + Delivers relevant subject matter expertise and Compliance advice to business management +… more
- Citigroup (New York, NY)
- …requests as well as responses to supervisory letters. The team partners closely with subject matter experts within risk segments to: + Oversee and coordinate ... of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization...effective working relationships and partner with key stakeholders and subject matter experts across relevant risk segments… more
- SMBC (New York, NY)
- …relationship with regulatory authorities. + Provide thought leadership and subject matter expertise for compliance issues. + Seek operational efficiencies ... **Role Description** The Advisory Compliance team serves as a regulatory advisory function within the overall Compliance program and...on a global scale. + Ability to translate technical subject matter and convey it in easily… more
- TD Bank (New York, NY)
- …+ Strong verbal and written communicator with detailed oriented nature. + Strong subject matter knowledge of compliance risks and controls for a financial ... + Expert knowledge of the business and operational functions supported + Typically a subject matter expert for a key functional AML/ATF/ Sanctions/ABAC area and… more
- TD Bank (New York, NY)
- … Regulatory Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners ... physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject matter expert helping to identify risk/provide guidance for… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... or function and leads a team of specialists + Subject matter expert for a functional area...desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable… more
- Scotiabank (New York, NY)
- …raised by regulatory , and internal and external compliance bodies by providing subject matter expertise on reporting content and processes. + Performs ... Associate, US Treasury - Liquidity Reporting & Analytics **Requisition ID:** 224019 **Salary Range:**...+ Supports the development of Senior Analysts and shares subject matter expertise as needed. + Contributes… more
- Citigroup (New York, NY)
- …and analytics tools such as Tableau, Power BI, and Python. + Provide subject matter knowledge on expectations and requirements for liquidity capabilities, ... process associated with plan approval and submission along with regulatory engagement for plan review and challenge. Reporting... regulatory engagement for plan review and challenge. Reporting to the Head of RRP Governance and … more
- TD Bank (New York, NY)
- …a specialized compliance area, business or function and leads a team of specialists + Subject matter expert for a functional area + Key contact for business ... for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and… more
- TD Bank (New York, NY)
- …+ Leads or contributes to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk / provide guidance for ... and leads a large and/or highly complex and diverse reporting function for an area of significant risk, complexity...guidelines of conduct + Shares knowledge, information, skills, and subject matter expertise among the team and… more
- Mastercard (Harrison, NY)
- …across the Americas Open Banking Risk and Compliance organization. The role will provide subject matter expertise to product teams to identify and implement best ... governments realize their greatest potential._ **Title and Summary** Risk Assessment and Reporting Analyst, Open Banking Risk Assessment and Reporting Analyst,… more
- TD Bank (New York, NY)
- …on professional judgment regarding responsiveness and appropriateness. + Acts as the primary subject matter expert for certain Compliance Program elements and is ... and to escalate instances of non-compliance. + Works independently as the senior analyst/ subject matter expert and may coach and educate others + Oversees… more