- JPMorgan Chase (New York, NY)
- …and external meetings + Prepare and present updates on Securities Services Risk to senior risk management with focus on performance, emerging risks, ... degree + Minimum 7 years of work experience in Risk Management or Securities Services + Strong understanding of financial products, corporate finance and… more
- Wells Fargo (New York, NY)
- …the full spectrum of clients within WIM. **In this role, you will:** + Manage all risk management activities, including issue management and credit risk ... . We offer a full range of personalized wealth management , investment, planning, and retirement products and services...operations to technology + Knowledge and understanding of credit risk management + Strong risk … more
- TD Bank (New York, NY)
- …in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions ... regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking… more
- TD Bank (New York, NY)
- …Coordination team is hiring for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD ... Markets, Interest Rate, Currency, and Derivative products. Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses… more
- JPMorgan Chase (New York, NY)
- …and contribute to the definition and financial performance of cash capabilities within Securities Services at one of the world's leading custodians. As a ... of cash products for clients and markets supported by Securities Services , with a focus on the...cross-border payments and clearing infrastructures, bank funding processes, product, risk , and business management disciplines. * Strong… more
- JPMorgan Chase (New York, NY)
- Agency Securities Finance ("ASF") is a global business within Securities Services , a division in the Corporate and Investment Bank ("CIB") of JP Morgan ... ASF and Platform Sales. + Serve as client advocate across trading, operations, client service , risk , credit, technology, and product + When issues occur, take… more
- JPMorgan Chase (New York, NY)
- …delivering sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and ... services industry, particularly in securities services or sales. + Familiarity with risk ... services or sales. + Familiarity with risk management frameworks and regulatory compliance processes.… more
- PNC (New York, NY)
- …informed on policy changes, regulatory developments, and market innovations affecting mortgage-backed securities investments. Risk Management and Reporting * ... risk analysis, and portfolio optimization. * Proficiency in Bloomberg, pricing/ risk management software (Aladdin/YB), and advanced Excel modeling. *… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** The VP Compliance, TD Securities oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Manage regulatory examinations covering wholesale businesses,… more
- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** Credit Management **Pay Detail:** $110,000 - $200,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral...is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking… more
- TD Bank (New York, NY)
- …of audit standards, procedures, laws, rules and regulations + Knowledge of risk management environment, standards and regulations + Knowledge of current ... fixed income credit, rates, and equities, and experience with Securities and Commodities laws, rules, and regulations as they...relevant stakeholders where required + Maintains a culture of risk management and control, supported by effective… more
- TD Bank (New York, NY)
- …Description:** Preferred Qualifications: The TDS Veritas Platform is the cross-asset pricing and risk management platform for TD Securities . TDS Veritas is ... products used by front office users as well as risk management functions in the Investment Bank....to communicate effectively with all levels of staff and management **Who We Are** TD Securities offers… more
- Citizens (New York, NY)
- …of securities and investment products and ability to assess risk - such as alternative investments, options, annuities, equities, bonds/fixed income products, ... Bank has accelerated its strategy to build out Wealth Management , scale Business Banking, grow deposits, and expand in...$20 Billion in assets, offering a wide scope of services , expertise, and research, while intimately focusing on each… more
- TD Bank (New York, NY)
- …of regulatory findings, including MRA's. Nice to have: Experience with US Anti-Fraud, Securities and Commodities laws, rules, and regulations as they pertain to US ... audits + Responsible for planning of audits + Responsible for contact with management regarding audit scope, status, and findings + May perform testing procedures… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk . Ideal candidate would have previous compliance experience, preferably in an ... policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business control framework. + Provide ongoing… more
- Wells Fargo (New York, NY)
- …building solutions in any of the following areas (Bids/ Offers, Trade, Pricing, PnL, Risk and Auction Management of Structured Products (Agency and Non Agency)) ... role: Wells Fargo is seeking a Lead Fixed Income Securities Java Engineer to join our Spread Technology Group...enhance, build, and deliver frameworks and business application micro services . Their primary responsibility will be to understand the… more
- MUFG (New York, NY)
- …organization and multi-tasking skills with a drive for efficiency, accuracy and risk management controls while maintaining 100% dedication, excellent attitude ... customer data + Identify, detect, or report suspicious activities in banking and finance services + Serve as a Subject Matter Experts (SME) - for core internal bank… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk . Compliance Monitoring and Testing + Assist with developing and executing ... Testing metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified findings + Support the… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** Reporting to the Director of Fraud Risk Management within the Non-Financial Risk Group, the Risk ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...US Regulations, Home Office policies and industry practices for Risk Management . The Risk … more
- SMBC (New York, NY)
- …its employees. **Role Description** The VP's primary job responsibilities include coordinating risk management activities such as committee management , ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...**Committee Governance** 1. Collaborate on developing and enhancing market risk management and risk governance… more