- TD Bank (New York, NY)
- …Advisors (WLA) who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Business Oversight Analyst provides ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (New York, NY)
- …testing in the area specified as required. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team of Compliance ... integration with core business functions. + Provide oversight and guidance on compliance requirements specific... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive… more
- TD Bank (New York, NY)
- …for this role. **Line of Business :** Risk Management **Job Description:** **The Senior Manager US Insider Risk Management Oversight ** role is accountable for ... the execution of the insider risk oversight activity including risk reviews, quality assurance and continuous...with TD's Risk Program + Works with executive team, senior business management/partners to develop proactive strategies,… more
- Scotiabank (New York, NY)
- …operational, compliance , AML/ATF/sanctions and conduct risk. Requirements: + Data Oversight & Integration + Oversee and support the design, implementation and ... Senior Manager, Global AML US Cash Management - Systems and Data Oversight **Requisition ID:** 214448 **Salary Range:** 117,400.00 - 224,700.00 _Please note that… more
- TD Bank (New York, NY)
- …**Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance, and business oversight to assigned portfolio, business...potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in… more
- Amazon (New York, NY)
- …complex global environment. The Senior Risk Manager will work closely with compliance leads and business partners to develop mechanisms and program controls ... of Transportation (DOT) team is seeking a high performing Senior Risk Manager to support Amazon regulated transportation programs...performance and compliance metrics and provide written compliance narratives for compliance and business… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory… more
- American Express (New York, NY)
- …in this role?** We are seeking a highly motivated and detail-oriented Strategic and Business Risk Oversight Manager to join our growing team. This role will ... and oversight functions. **Minimum Qualifications:** + Bachelor's degree in Business Administration, Finance, Economics, Risk Management, or a related field. + 5… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- MTA (New York, NY)
- Senior Director, Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Mar 17, 2025 Description JOB TITLE : Senior Director, Equal Employment Opportunity and Compliance ...consistent practices for addressing areas of concern; and provide oversight for uniform handling of EEO compliance … more
- Wells Fargo (New York, NY)
- …is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking ... business unit, on rules and regulations on all compliance matters, including moderate to high-risk compliance ...Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance… more
- TD Bank (New York, NY)
- …of the role/ team include: Card Network Compliance , PCI Compliance Oversight , Risk Management, and Internal Controls The Senior Manager, Business ... of Business :** Business Management, Strategy & Support **Job Description:** The Senior Manager - Merchant Card Compliance & Control oversees a team that… more
- Guardian Life (New York, NY)
- …technology. **Reporting Relationships** As our Compliance Lead, you will report to our Senior Compliance Leader, who reports to the Head of Group Benefits ... be part of a collaborative Legal Compliance Team? **You will** Provide Compliance support and oversight regarding regulatory compliance matters and… more
- Wells Fargo (New York, NY)
- …**In this role, you will:** + Provide oversight and governance of a business group or manage companywide compliance programs + Support the day-to-day Fixed ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join...Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role within… more
- TD Bank (New York, NY)
- …of Business :** Sales & Customer Distribution Support **Job Description:** The ** Senior Manager, Fraud Business Strategy (Process Engineering)** will manage a ... Ensures Fraud policy/ process alignment & implementation for both fraud and supported business lines + Provides senior and executive leadership with insights… more
- JPMorgan Chase (New York, NY)
- … business management support to the Global Heads of Technology Investment Banking, and Senior Business Manager. The role is based in New York alongside the ... by ensuring an effective control environment + Ensure the business is in compliance with LOB and...responsibilities:** Drive strategic agenda and deliverables for Group Heads, senior management, and Finance & Business Management.… more
- Fifth Third Bank, NA (New York, NY)
- …ability to complete the underwriting process from beginning to end with limited oversight . Additionally, the Senior Credit Analyst will attend and support ... covenant completion and track past due or out of compliance covenants and recommend appropriate course of action. +...with any such payment based upon company, line of business and/or individual performance. Senior Credit Analyst… more
- MTA (New York, NY)
- Senior Director Safety (OHS) Job ID: 10763 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: Regular ... Department: Safety Oversight Date Posted: Apr 8, 2025 Description This position...days after their effective date of hire. JOB TITLE: Senior Director Safety (OHS) AGENCY: Construction & Development DEPT/DIV:… more
- Scotiabank (New York, NY)
- …and committees + Drafting of regulatory responses in coordination with other senior stakeholders and management + Providing oversight , monitoring and tracking ... Senior Manager, Regulatory Relations Group **Requisition ID:** 219600...is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and… more